2.3 Organisms of less than 50 micrometres and greater than or equal to 10 micrometres in minimum dimension footnote in the D-2 standard
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Statutory Documents - IMO Publications and Documents - Circulars - Ballast Water Management - BWM.2/Circular.42/Rev.2 – International Convention for the Control and Management of Ships' Ballast Water and Sediments, 2004 – (9 December 2020)... - Annex 2 – Technical Discussion for the Guidance to Ballast Water Sampling and Analysis for Trial Use in Accordance with the BWM Convention and Guidelines (G2) - 2 Indicative Analysis: Methodology and Approaches - 2.3 Organisms of less than 50 micrometres and greater than or equal to 10 micrometres in minimum dimension1 in the D-2 standard

2.3 Organisms of less than 50 micrometres and greater than or equal to 10 micrometres in minimum dimension footnote in the D-2 standard

  2.3.1 Methods to measure the organisms in this category of the D-2 standard can be divided into two categories as follows:

  • .1 the use of biological indicators for organisms:

    • .1 nucleic acid;

    • .2 adenosine triphosphate (ATP), a coenzyme used as the main energy storage and transfer molecule in the cells of all known organisms; and

    • .3 indicators for the presence of organisms, such as chlorophyll a;

  • .2 the use of direct counts of living organisms (coupling a means to determine viability and manual or automatic counting of individual organisms).

  2.3.2 The presence of nucleic acid or ATP in a sample may be taken as an indication of life, but it should be noted that this nucleic acid or ATP could come from any living organism of any size within the sample. There are no definitive methods available to correlate the amount of nucleic acid or ATP with the amount, or viability of organisms in the sample and, therefore, the presence of these chemicals are limited as an indicative analysis methodology. However, zero measurements of these chemicals may indicate that no organisms are in the sample, i.e. the treatment process was successful and in the D-2 standard is being met. Additionally, if nested filters are used to isolate specific size groups, then ATP, which degrades relatively quickly, can provide an indication of the potential presence of a large concentration of organisms in one size class. If linked to thresholds of ATP concentrations, this can be used to indicate samples which are highly likely to be above the standard.

  2.3.3 The same problems occur when using other bio-chemical indicators to monitor the number of organisms in this category. As many of the organisms in this size range are likely to be phytoplankton, an obvious step would be to measure the level of chlorophyll a, a photosynthetic pigment which is essential for photosynthesis in the sample. Zero concentrations may indicate that there is no phytoplankton in the sample and chlorophyll a may also be a good indicator as to whether a BWMS using an oxidizing process was working to design dosages, as it might be expected to bleach such pigments. However, caution has to be exercised as:

  • .1 chlorophyll a can persist in seawater outside of a cell, therefore sampling should only be limited to the particulate phase. However, nucleic acid and ATP can exist in dead organisms, detrital material, senescent or dead cells, decomposing macroalgae, plant detritus from terrestrial ecosystems and other non-living particles, etc.;

  • .2 there may be zooplankton in the sample being analysed;

  • .3 no cell count can be directly measured from a chlorophyll a measurement, as many small cells may provide a similar signal strength to that of fewer bigger cells; and

  • .4 no size distinction can be made and the chlorophyll a could derive from phytoplankton in the larger size category of the D-2 standard.

 As a consequence, direct concentration measurements of this chemical would be difficult to use in indicative analysis. A wealth of portable tools exists to document the chlorophyll a content in seawater.

  2.3.4 One potential exception is the Pulse-Amplitude Modulated Fluorometer (PAM) which measures the chlorophyll a fluorescence in living cells by exciting chlorophyll a molecules and registering the subsequent fluorescent signal. Such a response is only available in living cells and it should be noted that this method only provides an indirect measurement of those phytoplankton that use chlorophyll a in the sample, in both size categories of the D-2 standard. Testing this methodology on ballast water discharges suggests that there is a correlation between the ratio of variable and maximum fluorescence and the number of phytoplankton in this size category. However, the relationship between fluorescence signals and mixed assemblages of phytoplankton from different locations needs to be validated.

  2.3.5 For analysis of organisms above 10 microns in minimum dimension, a flow cytometer may also be used. A common element of these systems is that they automatically count objects, including organisms, per size class in a fluid. The more simplified systems cannot separate organisms from sediment and detritus, or living from dead organisms. More sophisticated systems can also assess organism viability for phytoplankton by using organism stains together with flow cytometry. The separation of living phytoplankton from detrital material and zooplankton is based on the presence of auto chlorophyll fluorescence of phytoplankton cells. It should be noted, however, that using chlorophyll a fluorescence as an indicator of living organisms may result in over counting, as the molecule can remain intact for a significant amount of time as has been proved in preparing fixed (dead) samples. The practicability to use such devices on board a ship should be carefully assessed before use. To make a stable stream to produce adequate size of water particles, the device should be set in perfectly horizontal. Also any vibration should be isolated for accurate measurement.

  2.3.6 Systems using flow cytometry deliver automated results promptly and may be used to assess the number of living phytoplankton in a sample after treatment with a viability stain. However, readings provided by the flow cytometer should also be examined manually to verify the automated readings. Concerns have been raised by users that the viability of smaller algae may not always be categorized correctly in these systems, as the viability signal may be too low for detection. Other concerns include the efficiency of portable versions and the limited ability of some of them to monitor organisms greater than or equal to 50 micrometres in minimum dimension. Although these systems may become a major tool in the future, there are elements, such as the reliability of portable versions of the systems that limit their use at the present time, which is especially the case for organisms greater than or equal to 50 micrometres in minimum dimension. Also, it is not clear if the time to analyse a sample is greater than can be allotted in compliance testing. These can be overcome by taking the sample off the ship and using a fixed or mobile system near to the ship or the port.

  2.3.7 Visual inspection could be another method of indicative analysis that is a quick and simple way to justify the need for detailed analysis. Taking an appropriate sample, concentrating it if necessary, and visually inspecting it against the light may show living organisms in the sample, but it should be noted that without magnification a visual inspection is likely to result in only organisms greater than or equal to 1,000 micrometres in minimum dimension being detected, unless chains or clumps are formed by colony forming organisms or the density of organisms is sufficiently large to colour the water. An assessment of the viability in such an inspection is limited to complete body movements of the organisms as organ activity and antennae or flagella movements may not be seen. As samples from BWMS that are not compliant are likely to contain organism levels that are orders of magnitude above the D-2 performance standard, visual inspections could be used in indicative analysis. However, it is assumed that only organisms bigger than 1,000 micrometres in minimum dimension may be determined in such way, therefore its use for this size category is limited.

  2.3.8 Visual inspection can also be undertaken using a field stereomicroscope with a low magnification (e.g. x 10). However, this methodology may require concentration of the sample and may need analysis by a trained operator to detect viable organisms. It should be also be noted that this methodology would be more efficient and practicable for organisms greater than or equal to 50 micrometres in minimum dimension.


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