4 Emergency response planning
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Statutory Documents - IMO Publications and Documents - Circulars - Ballast Water Management - BWM.2/Circular.17 – International Convention for the Control and Management of Ships' Ballast Water and Sediments, 2004 – (20 October 2008)Guidance document on arrangements for responding to emergency situations involving ballast water operations - Annex – Draft Guidance Document on Arrangements for Responding to Emergency Situations Involving Ballast Water Operations - 4 Emergency response planning

4 Emergency response planning

  4.1 Emergency planning should be undertaken at the appropriate level for the country concerned, based on the risks faced from the introduction of harmful aquatic organisms and pathogens through ballast water. The appropriate level should be defined by the specific nature of the threat and can be at a national level, or if the threat is justified, at a bioregional, regional, estuary or port level. Alternatively, it could be undertaken on a regional seas level, in conjunction with other Member States. However, a sustainable balance between environmental protection and the social and economic impacts from delays or interruptions to port and ship operations, needs to be obtained.

  4.2 Such planning should result in the formation of an Emergency Response Plan based upon identified scenarios. Such scenarios should be provided by undertaking a risk assessment to identify problems that are likely to occur. The size and content of such a Plan should be appropriate to provide a robust response to the high risk problems identified. By adopting this approach, a Member State can identify how to implement rapidly appropriate mitigation measures and establish preventative procedures, allocate resources, and conduct training. Provision of such resources should be based upon the appropriate risk, and be focused on mitigating any high risk scenarios. In practice, such measures are likely to be very simple and may only be identifiable for situations where ballast water discharges from certain vessels need to be prevented. The Party may also wish to broaden the scope of the Plan to cover other potential vectors for harmful aquatic organisms and pathogens, such as bio-fouling or accidental release of aquarium species.

  4.3 In order to identify the most appropriate means of reducing the immediate threats represented by the emergency and to limit the longer-term consequences it may cause, an understanding of the threat is critical. The process of identifying and applying the most appropriate response must reflect the nature of the potential incident and its likely occurrence. Planning any response should include:

identification of the potential source(s) of introduction and emergencies that could occur;
calculation of the risk that these potential emergency scenarios may occur;
identification of the impact of each potential scenario, beginning with the emergency that is most likely to occur. This should include the impacts on human health issues, proliferation of diseases and epidemics, damage to biodiversity and economic risk;
identification of mitigation measures to reduce these risks should they arise;
identification of measures to be implemented to mitigate an emergency situation, with appropriate coordination and clear identification of responsibilities for actions;
identification of process to determine limits of the affected area; and
identification of the responsible parties, including the lead agency, communication links, resources and information that will facilitate this decision making process and the resulting emergency operations.

It should be noted that information and data collection will be an integral part of each of these stages. This could be provided by, amongst others, existing physical, biological and chemical datasets of the environment; local knowledge (especially from fishermen and local boat operators); existing biological, physical and public health prediction programme/models; knowledge of vectors (such as shipping, fishing vessels, and recreational vessels) that could transfer harmful aquatic organisms and pathogens; and, expertise from third parties and other Parties to the Convention.


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