2.4 Technical file and on-board NOx verification procedures
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2.4 Technical file and on-board NOx verification procedures

  2.4.1 To enable an Administration to perform the engine surveys described in 2.1, the technical file required by 2.3.6 shall, at a minimum, contain the following information:

  • .1 identification of those components, settings and operating values of the engine which influence its NOx emissions;

  • .2 identification of the full range of allowable adjustments or alternatives for the components of the engine;

  • .3 full record of the relevant engine's performance, including the engine's rated speed and rated power;

  • .4 a system of on-board NOx verification procedures to verify compliance with the NOx emission limits during on-board verification surveys in accordance with chapter 6;

  • .5 a copy of the test report required in 5.10;

  • .6 if applicable, the designation and restrictions for an engine which is a member of an engine group or engine family;

  • .7 specifications of those spare parts/components which, when used in the engine, according to those specifications, will result in continued compliance of the engine with the NOx emission limits; and

  • .8 the EIAPP Certificate, as applicable.

  2.4.2 To ensure that engines are in compliance with regulation 13 of Annex VI after installation, each engine with an EIAPP Certificate shall be checked at least once prior to issuance of the IAPP Certificate. Such check can be done using the on-board NOx verification procedures specified in the engine's technical file or one of the other methods if the owner's representative does not wish to check using the on-board NOx verification procedures.

  2.4.3 As a general principle, on-board NOx verification procedures shall enable a surveyor to easily determine if an engine has remained in compliance with regulation 13 of Annex VI. At the same time, it shall not be so burdensome as to unduly delay the ship or to require in-depth knowledge of the characteristics of a particular engine or specialist measuring devices not available on board.

  2.4.4 On-board NOx verification procedures shall be determined by using one of the following methods:

  • .1 engine parameter check in accordance with 6.2 to verify that an engine's component, setting and operating values have not deviated from the specifications in the engine's technical file;

  • .2 simplified measurement method in accordance with 6.3; or

  • .3 the direct measurement and monitoring method in accordance with 2.3.4, 2.3.5. 2.3.7, 2.3.8, 2.3.11, and 5.5.

  2.4.5 When a NOx monitoring and recording device is specified as on-board NOx verification procedures, such device shall be approved by the Administration based on guidelines to be developed by the Organization. These guidelines shall include, but are not limited to, the following items:

  • .1 a definition of continuous NOx monitoring, taking into account both steady-state and transitional operations of the engine;

  • .2 data recording, processing and retention;

  • .3 a specification for the equipment to ensure that its reliability is maintained during service;

  • .4 a specification for environmental testing of the device;

  • .5 a specification for the testing of the equipment to demonstrate that it has a suitable accuracy, repeatability and cross sensitivity compared with the applicable sections of this Code; and

  • .6 the form of the approval certificate to be issued by the Administration.

  2.4.6 When considering what on-board NOx verification procedures should be included in an engine's technical file to verify whether an engine complies with the NOx emission limits during any of the required on-board verification surveys, subsequent to the issuance of an IAPP Certificate, an engine manufacturer or the shipowner may choose any of the three methods for on board NOx verification procedures specified in 6.1.


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