PREFACE
The main objectives of these Guidelines are to assist:
-
.1 Governments in developing and enacting domestic laws which implement
MARPOL Annex V;
-
.2 shipowners, ship operators, ships' crews, cargo owners and equipment
manufacturers in complying with requirements set forth in MARPOL Annex V and
relevant domestic laws; and
-
.3 port and terminal operators in assessing the need for, and providing,
adequate reception facilities for garbage generated on all types of ships.
In the interest of uniformity, Governments are requested to refer to these
Guidelines and related guidancefootnote developed by the Organization when
developing and enforcing appropriate national regulations.
1 INTRODUCTION
1.1 The revised MARPOL Annex V, which entered into force on 1 January 2013,
prohibits the discharge of all types of garbage into the sea unless explicitly permitted
under the Annex. These Guidelines have been developed taking into account the
regulations set forth in MARPOL Annex V, as amended and are divided into the following
six sections, providing a general framework based on which Governments can formulate
programmes:
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.1 Introduction;
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.2 Garbage management;
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.3 Management of cargo residues of solid bulk cargoes;
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.4 Training, education and information;
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.5 Port reception facilities for garbage; and
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.6 Enhancement of compliance with MARPOL Annex V.
1.2 Under the revised MARPOL Annex V, discharge of all garbage into the sea is
prohibited, except as specifically permitted in regulations 3, 4, 5 and 6 of the Annex.
Annex V reverses the historical presumption that garbage may be discharged into the sea
based on the nature of the garbage and defined distances from shore. Regulation 7
provides limited exceptions to these regulations in emergency and non-routine
situations. Generally, discharge is restricted to food wastes, identified cargo
residues, animal carcasses, identified cleaning agents and additives, and cargo residues
entrained in washwater which are not harmful to the marine environment. It is
recommended that ships use port reception facilities as the primary means of discharge
for all garbage.
1.3 Recognizing that MARPOL Annex V regulations continue to restrict the
discharge of garbage into the sea and require garbage management for ships, and that
garbage management technology continues to evolve, it is recommended that Governments
and the Organization continue to gather information and review these Guidelines
periodically.
1.4 Regulation 8 of MARPOL Annex V provides that Governments must ensure the
provision of adequate port reception facilities for garbage from ships and should
facilitate and promote their use. Section 5 provides guidelines for these
facilities.
1.5 MARPOL Annex V provides definitions for terms used throughout these
Guidelines. Section 1.6 includes relevant aspects of these definitions, followed by
other definitions which are useful for these Guidelines.
1.6 Definitions
1.6.1 Dishwater means the residue from the manual or automatic washing of dishes
and cooking utensils which have been pre-cleaned to the extent that any food particles
adhering to them would not normally interfere with the operation of automatic
dishwashers.
1.6.2 E-waste means electrical and electronic equipment used for the normal
operation of the ship or in the accommodation spaces, including all components,
subassemblies and consumables, which are part of the equipment at the time of
discarding, with the presence of material potentially hazardous to human health and/or
the environment.
1.6.3 Grey water means drainage from dishwater, shower, laundry, bath and
washbasin drains. It does not include drainage from toilets, urinals, hospitals and
animal spaces, as defined in regulation 1.3 of MARPOL Annex IV (sewage) and drainage
from cargo spaces. Grey water is not considered garbage in the context of MARPOL Annex
V.
1.6.4 Recycling means the activity of segregating and recovering components and
materials for reprocessing.
1.6.5 Reuse means the activity of recovering components and materials for further
use without reprocessing.
1.7 Application
1.7.1 This section provides clarification as to what should and should not be considered
as garbage under MARPOL Annex V.
1.7.2 Ash and clinkers from shipboard incinerators and coal-burning boilers should be
considered as operational wastes within the meaning of regulation 1.12 of MARPOL Annex
V, and therefore are included in the term "garbage", within the meaning of regulation
1.9 of MARPOL Annex V.
1.7.3 The definition of "operational wastes" (regulation 1.12 of MARPOL Annex V) excludes
grey water, bilge water and other similar discharges essential to the operation of a
ship. "Other similar discharges" essential to the operation of a ship include, but are
not limited to, the following:
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.1 boiler/economizer blowdown;
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.2 boat engine wet exhaust;
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.3 chain locker effluent;
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.4 controllable pitch propeller and thruster hydraulic fluid and other oil to sea
interfaces (e.g. thruster bearings, stabilizers, rudder bearings, etc.);
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.5 distillation/reverse osmosis brine;
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.6 elevator pit effluent;
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.7 firemain systems water;
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.8 freshwater lay-up;
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.9 gas turbine washwater;
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.10 motor gasoline and compensating discharge;
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.11 machinery wastewater;
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.12 pool, spa water and recreational waters;
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.13 sonar dome discharge; and
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.14 welldeck discharges.
1.7.4 While cleaning agents and additives contained in hold washwater and deck and
external surface washwater are considered "operational wastes" and thus "garbage" under
MARPOL Annex V, these cleaning agents and additives may be discharged into the sea so
long as they are not harmful to the marine environment.
1.7.5 A cleaning agent or additive is considered not harmful to the marine environment if
it:
-
.1 is not a "harmful substance" in accordance with the criteria in MARPOL Annex
III; and
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.2 does not contain any components which are known to be carcinogenic, mutagenic
or reprotoxic (CMR).
1.7.6 The ship's record should contain evidence provided by the producer of the cleaning
agent or additive that the product meets the criteria for not being harmful to the
marine environment. To provide an assurance of compliance, a dated and signed statement
to this effect from the product supplier would be adequate for the purposes of a ship's
record. This might form part of a Safety Data Sheet or be a stand-alone document, but
this should be left to the discretion of the producer concerned.
1.7.7 Releasing small quantities of food into the sea for the specific purpose of fish
feeding in connection with fishing or tourist operations should not be considered as
discharge of garbage in the context of MARPOL Annex V.
1.7.8 Fishing gear that is released into the water with the intention of later retrieval,
such as fish aggregating devices (FADs), traps and static nets, should not be considered
garbage or accidental loss in the context of MARPOL Annex V.
2 GARBAGE MANAGEMENT
2.1 Waste minimization
2.1.1 All shipowners and operators should minimize taking onboard material that could
become garbage. Ship-specific garbage minimization procedures should be included in the
Garbage Management Plan. It is recommended that manufacturers, cargo owners, ports and
terminals, shipowners and operators and Governments consider the management of garbage
associated with ships' supplies, provisions, and cargoes as needed to minimize the
generation of garbage in all forms.
2.1.2 When making supply and provisioning arrangements, shipowners and operators, where
possible with the ships’ suppliers, should consider the products being procured in terms
of the garbage they will generate. Options that should be considered to decrease the
amount of such garbage include the following:
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.1 using supplies that come in bulk packaging, taking into account factors such
as adequate shelf-life (once a container is open) to avoid increasing garbage
associated with such products;
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.2 using supplies that come in reusable or recyclable packaging and containers;
avoiding the use of disposable cups, utensils, dishes, towels and rags and other
convenience items whenever possible; and
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.3 avoiding supplies that are packaged in plastic, unless a reusable or
recyclable plastic is used.
2.1.3 When considering selection of materials for stowage and securing of cargo or
protection of cargo from the weather, shipowners and operators should consider how much
garbage such materials will generate. Options that should be considered to decrease the
amount of such garbage include the following:
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.1 using permanent reusable coverings for cargo protection instead of disposable
or recyclable plastic sheeting;
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.2 using stowage systems and methods that reuse dunnage, shoring, lining and
packing materials; and
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.3 discharging to port reception facilities the dunnage, lining and packaging
materials generated in port during cargo activities as their discharge into the
sea is not permitted.
2.1.4 Governments are encouraged to undertake research and technology development to
minimize potential garbage and its impacts on the marine environment. Suggested areas
for such study are listed below:
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.1 development of recycling technology and systems for all types of materials
that may be returned to shore as garbage; and
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.2 development of technology for use of biodegradable materials to replace
current plastic products as appropriate. In connection with this, governments
should also study the impacts on the environment of the products from
degradation of such new materials.
2.2 Fishing gear
2.2.1 Lost fishing gear may harm the marine environment or create a navigation hazard.
Fishing vessel operators are required to record the discharge or loss of fishing gear in
the Garbage Record Book or the ship's official log-book as specified in regulations 7.1
and 10.3.6 of MARPOL Annex V.
2.2.2 Fishing vessel operators are further required to report the accidental loss or
discharge of fishing gear which poses a significant threat to the marine environment and
navigation. Reports should be made to the flag State, and where appropriate, the coastal
State in whose jurisdiction the loss of the fishing gear occurred, as specified in
regulation 10.6 of MARPOL Annex V:
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.1 the accidental loss or discharge of fishing gear which is required to be
reported by regulation 10.6 of MARPOL Annex V should be determined specifically
by the government. For such determination, the government is encouraged to
consider various factors including: (1) the amount of the gear lost or
discharged and (2) the conditions of the marine environment where it was lost or
discharged. Comprehensive consideration is needed on the characteristics of the
gear that was lost, including types, size (weight and/or length), quantity,
material (especially, synthetic/plastic or not), buoyancy. In addition,
governments should consider the impact of the fishing gear in different
locations in order to assess whether the lost gear represents a significant
threat to the marine environment or navigation, taking into account the
vulnerability of habitat and protected species to gear interactions. Governments
are encouraged to report to the Organization measures taken to address this
issue, with a view to promoting information sharing and opinion exchange among
Governments and relevant international organizations. Further, Governments are
encouraged to report to the Organization progress made in implementing these
measures, including summaries of where gear was lost and, if applicable, actions
taken to address the gear loss;
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.2 examples of lost or abandoned fishing gear which could be considered to pose a
significant threat to the marine environment include whole or nearly whole large
fishing gear or other large portions of gear. In determining the threat to the
marine environment, Governments should give careful consideration to the impact
of gear in sensitive areas, such as coral reefs, and in areas where interactions
would have higher risks of detrimental impacts, such as foraging or breeding
areas for protected species;
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.3 Governments are encouraged to develop communication frameworks to enable the
recording and sharing of information on fishing gear loss where necessary in
order to reduce loss and facilitate recovery of fishing gear. Governments are
further encouraged to develop frameworks to assist fishing vessels in reporting
the loss of gear to the flag State and to a coastal State. Such frameworks
should take into consideration implementation challenges in small scale and
artisanal fisheries and recreational operations;
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.4 fishing industry, relevant international organizations and Governments are
encouraged to undertake such research, technology development, information
sharing and management measures as may be needed to minimize the probability of
loss, and maximize the probability of retrieval of fishing gear from the sea;
and
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.5 Governments should encourage vessel operators to implement appropriate onboard
storage and handling of fishing gear, and should also consider relevant guidance
issued by FAO and IMO.
2.3 Shipboard garbage handling (collection, processing, storage, discharge)
2.3.1 Regulation 3 of MARPOL Annex V provides that the discharge of garbage into the sea
is prohibited, with limited exceptions, as summarized in table 1. Under certain
conditions discharge into the sea of food wastes, animal carcasses, cleaning agents and
additives contained in hold washwater, deck and external surface washwater and cargo
residues which are not considered to be harmful to the marine environment is
permitted.
Table 1: Summary of restrictions to the discharge of garbage into the sea under
regulations 4, 5, 6 and 14 of MARPOL Annex V and chapter 5 of part II-A of the Polar
Code
(Note: Table 1 is intended as a summary reference. The provisions in MARPOL Annex V and
the Polar Code, not table 1, prevail.)
| Garbage
type1
|
All ships
except platforms4
|
Offshore platforms
located more than 12 nm from nearest land and ships when alongside
or within 500 metres of such platforms4 Regulation
5
|
| Outside special areas and Arctic
waters Regulation 4 (Distances are from the nearest land
|
Within special areas and Arctic
waters Regulation 6 (Distances are from nearest land, nearest
ice-shelf or nearest fast ice)
|
| Food waste comminuted or
ground2
|
≥3 nm, en route and as far as
practicable
|
≥12 nm, en route and as far as
practicable3
|
Discharge permitted
|
| Food waste not comminuted or
ground
|
≥12 nm, en route and as far as
practicable
|
Discharge prohibited
|
Discharge prohibited
|
| Cargo residues5, 6 not
contained in washwater
|
≥ 12 nm, en route and as
far as practicable
|
Discharge prohibited
|
Discharge
prohibited
|
| Cargo residues5, 6
contained in washwater
|
≥ 12 nm, en route and as far as
practicable (subject to conditions in regulation 6.1.2 and paragraph
5.2.1.5 of part II-A of the Polar Code)
|
| Cleaning agents and
additives6 contained in cargo hold washwater
|
Discharge
permitted
|
≥ 12 nm, en route and as far as
practicable (subject to conditions in regulation 6.1.2 and paragraph
5.2.1.5 of part II-A of the Polar Code)
|
Discharge
prohibited
|
| Cleaning agents and
additives6 in deck and external surfaces
washwater
|
Discharge permitted
|
| Animal Carcasses (should be split or
otherwise treated to ensure the carcasses will sink immediately)
|
Must be en route and as far from the
nearest land as possible. Should be >100 nm and maximum water
depth
|
Discharge prohibited
|
Discharge prohibited
|
| All other garbage including plastics,
synthetic ropes, fishing gear, plastic garbage bags, incinerator ashes,
clinkers, cooking oil, floating dunnage, lining and packing materials,
paper, rags, glass, metal, bottles, crockery and similar refuse
|
Discharge prohibited
|
Discharge prohibited
|
Discharge prohibited
|
1 When garbage is mixed with or contaminated by other harmful substances
prohibited from discharge or having different discharge requirements, the more stringent
requirements shall apply.
2 Comminuted or ground food wastes must be able to pass through a screen with
mesh no larger than 25 mm.
3 The discharge of introduced avian products in the Antarctic area is not
permitted unless incinerated, autoclaved or otherwise treated to be made sterile. In
polar waters, discharge shall be made as far as practicable from areas of ice
concentration exceeding 1/10; in any case food wastes shall not be discharged onto the
ice.
4 Offshore platforms located 12 nm from nearest land and associated ships
include all fixed or floating platforms engaged in exploration or exploitation or
associated processing of seabed mineral resources, and all ships alongside or within 500
m of such platforms.
5 Cargo residues means only those cargo residues that cannot be recovered
using commonly available methods for unloading.
6 These substances must not be harmful to the marine environment.
2.3.2 Compliance with MARPOL Annex V involves personnel, equipment and procedures for
collecting, sorting, processing, storing, recycling, reusing and discharging garbage.
Economic and procedural considerations associated with these activities include storage
space requirements, sanitation, equipment and personnel costs and in port garbage
service charges.
2.3.3 Compliance with the provisions of MARPOL Annex V involves careful planning by the
ship's owner and operator and proper execution by crew members as well as other
seafarers. The most appropriate procedures for handling and storing garbage on board
ships may vary depending on factors such as the type and size of the ship, the area of
operation (e.g. special area, distance from nearest land, ice-shelf or fast ice),
shipboard garbage processing equipment and storage space, number of crew or passengers,
duration of voyage, and regulations and reception facilities at ports of call. However,
in view of the cost involved with the different garbage handling options, it is
economically advantageous to first, limit the amount of material that may become garbage
from being brought on board the ship and second, separate garbage eligible for discharge
into the sea from other garbage that may not be discharged into the sea. Proper
management of containers and packaging coming on board and proper handling and storage
can minimize shipboard storage space requirements and enable efficient transfer of
retained garbage to port reception facilities for proper handling (i.e. recycling,
reuse) or land-based disposal.
2.3.4 Every ship of 100 gross tonnage and above every ship certified to
carry 15 or more persons and fixed and floating platforms are required to carry and
implement a garbage management plan that specifies procedures to be followed to ensure
proper and efficient handling and storage of garbage. A garbage management planfootnote should be developed that can be incorporated in crew and
ship operating manuals. Such manuals should identify crew responsibilities (including an
Environmental Control Officer) and procedures for all aspects of handling and storing
garbage on board the ship. Procedures for handling ship-generated garbage are divided
into four phases: collection, processing, storage and discharge. A generalized garbage
management plan for handling and storing ship-generated garbage is presented in table 2.
Specific procedures for each phase are discussed below.
2.4 Collection
2.4.1 Procedures for collecting garbage generated on board should be based on the
consideration of what is permitted and what is not permitted to be discharged into the
sea while en route, and whether a particular garbage type can be discharged to port
facilities for recycling or reuse. The details of these procedures should be written in
the garbage management plan.
2.4.2 To reduce or avoid the need for sorting after collection and to facilitate
recycling, it is recommended that distinctively marked garbage receptacles be provided
on board the ship to receive garbage as it is generated. Receptacles on board can be in
the form of drums, metal bins, cans, container bags or wheelie bins. Any receptacles on
deck areas, poop decks or areas exposed to the weather should be secured on the ship and
have lids that are tight and securely fixed. All garbage receptacles should be secured
to prevent loss, spillage, or loss of any garbage that is deposited in the receptacles.
Receptacles should be clearly marked and distinguishable by graphics shape, size or
location. Receptacles should be placed in appropriate spaces throughout the ship (e.g.
the engine-room, mess deck, wardroom, galley and other living or working spaces) and all
crew members and passengers should be advised of what garbage should and should not be
placed in them.
2.4.3 The recommended garbage types that should be separated are:
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.1 non-recyclable plastics and plastics mixed with non-plastic garbage;
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.2 rags;
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.3 recyclable material:
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.1 cooking oil;
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.2 glass;
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.3 aluminium cans;
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.4 paper, cardboard, corrugated board;
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.5 wood;
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.6 metal; and
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.7 plastics; (including styrofoam or other similar plastic
material);
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.4 E-waste generated on board (e.g. electronic cards, gadgets, instruments,
equipment, computers, printer cartridges, etc.); and
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.5 garbage that might present a hazard to the ship or crew (e.g. oily rags, light
bulbs, acids, chemicals, batteries, etc.).
2.4.4 Crew responsibilities should be assigned for collecting or emptying these
receptacles and taking the garbage to the appropriate processing or storage location.
Use of such a system facilitates subsequent shipboard processing and minimizes the
amount of garbage which must be stored on board ship for return to port.
Plastics and plastics mixed with non-plastic garbage
2.4.5 Plastics are used for a variety of marine purposes including, but not limited to,
packaging (vapour-proof barriers, bottles, containers, liners, bags, cargo wrapping
material, foam cushioning material, etc.); ship construction (fibreglass and laminated
structures, siding, piping, insulation, flooring, carpets, fabrics, paints and finishes,
adhesives, electrical and electronic components, etc.); disposable eating utensils
(styrofoam plates, bowls, food containers, cups, etc.); bags; sheeting; floats; fishing
nets; fishing lines; strapping bands; wire rope with synthetic fibre sheaths;
combination wire rope; rope; line; sails; and many other manufactured plastic items.
2.4.6 Regulation 3.2 of MARPOL Annex V prohibits the discharge of all plastics into the
sea. When plastic is mixed with other garbage, the mixture must be treated as if it were
all plastic. The most stringent procedures for the handling and discharge should be
followed taking into account the applicable provisions of the garbage management
plan.
Food wastes
2.4.7 Some Governments have regulations for controlling human, plant and animal diseases
that may be carried by foreign food wastes and materials that have been associated with
them (e.g. food packing and disposable eating utensils, etc.). These regulations may
require incinerating, sterilizing, double bagging or other special treatment of garbage
to destroy possible pest and disease organisms. This type of garbage should be kept
separate from other garbage and preferably retained for discharge at port reception
facilities in accordance with the laws of the receiving country. Governments are
reminded of their obligation to ensure the provision of adequate reception facilities.
Precautions should be taken to ensure that plastics contaminated by food wastes (e.g.
plastic food wrappers) are not discharged into the sea with other food wastes.
Synthetic fishing net and line scraps
2.4.8 As regulation 3.2 of MARPOL Annex V prohibits the discharge into the
sea of synthetic fishing nets and line scraps generated by the repair or operation of
fishing gears, these items should be collected in a manner that avoids their loss
overboard. Such material may be incinerated, compacted or stored along with other
plastics or it may be preferable to keep it separate from other types of garbage if it
has strong odour or is present in great volume. Unless such garbage is appropriately
incinerated, the atmospheric incineration products could be toxic. Onboard incineration
should follow regulation 16 of MARPOL Annex
VI.
Recovery of garbage at sea
2.4.9 Seafarers are encouraged to recover persistent garbage from the sea during routine
operations as opportunities arise and prudent practice permits and to retain the
material for discharge to port reception facilities.
2.5 Processing
2.5.1 Depending on factors such as the type of ship, area of operation,
number of crew or passengers, etc., ships may be equipped with incineratorsfootnote, compactors, comminuters or other devices for shipboard
garbage processing (see sections 2.8 to 2.11). Appropriate members of the crew should be
trained and assigned responsibility for operating this equipment on a schedule
commensurate with ship needs. In selecting appropriate processing procedures, the
following should be considered.
2.5.2 Use of compactors, incinerators, comminuters and other such devices has a number of
advantages, such as reducing shipboard space requirements for storing garbage and making
it easier to discharge garbage at port reception facilities.
2.5.3 It should be noted that special rules on incineration under domestic law may apply
in some ports and may exist in some special areas. Incineration of hazardous materials
(e.g. scraped paint, impregnated wood) and certain types of plastics (e.g. PVC-based
plastics or other plastics containing hazardous chemicals) calls for special precaution
due to the potential environmental and health effects from combustion of by-products.
The problems of combustion of by-products are discussed in 2.11.3.
2.5.4 Ships operating primarily in special areas, Arctic waters or within 3 nm from the
nearest land, ice-shelf or fast ice are greatly restricted in what they can discharge.
These ships should choose between storage of either compacted or uncompacted material
for discharging at port reception facilities or incineration with retention of ash and
clinkers. The type of ship and the expected volume and type of garbage generated
determine the suitability of compaction, incineration or storage options.
2.6 Storage
Garbage collected throughout the ship should be delivered to designated processing or
storage locations. Garbage that must be returned to port for discharge at port reception
facilities may require storage until arrangements can be made to discharge it ashore for
appropriate processing. In all cases, garbage should be stored in a manner which avoids
health and safety hazards. The following points should be considered when selecting
procedures for storing garbage:
-
.1 sufficient storage space and equipment (e.g. cans, drums, bags or other
containers) should be provided. Where storage space is limited, ship operators
are encouraged to consider the installation of compactors or incinerators. To
the extent possible, all processed and unprocessed garbage stored for any length
of time should be in tight, securely covered containers in order to prevent the
unintentional discharge of stored garbage;
-
.2 food wastes and other garbage to be returned to port and which may carry
diseases or pests should be stored in tightly covered containers and be kept
separate from garbage which does not contain such food wastes. Quarantine
arrangements in some countries may require double bagging of this type of waste.
Both types of garbage should be stored in separate clearly marked containers to
avoid incorrect discharge and facilitate proper handling and treatment on land;
and
-
.3 cleaning and disinfecting are both preventative and remedial pest control
methods that should be applied regularly in garbage storage areas.
2.7 Discharge
Although discharge into the sea of limited types of garbage is permitted under MARPOL
Annex V, discharge of garbage to port reception facilities should be given primary
consideration. When discharging garbage, the following points should be considered:
-
.1 regulations 4, 5, and 6 of MARPOL Annex V and chapter 5 of part II-A of the
Polar Code, summarized in table 1, set forth the requirements for garbage
permitted to be discharged into the sea. In general the discharge shall take
place when the ship is en route and as far as practicable from the nearest land,
ice shelf or fast ice. Attempts should be made to spread the discharge over as
wide an area as possible and in deep water (50 m or more). Prevailing currents
and tidal movements should be taken into consideration when discharging into the
sea is permitted; and
-
.2 to ensure timely transfer of large quantities of ship-generated garbage to
port reception facilities, it is essential for shipowners, operators or their
agents to make arrangements well in advance for garbage reception. At the same
time, discharge needs should be identified in order to make arrangements for
garbage requiring special handling or other necessary arrangements. Advice
should be provided to the port of the type of garbage to be discharged and
whether it is separated and the estimated amounts. The port may have special
discharge requirements for food wastes and related garbage which may carry
certain disease or pest organisms, dunnage, batteries, medicines, outdated
pyrotechnics or unusually large, heavy or odorous derelict fishing gear,
etc.
2.8 Shipboard equipment for processing garbage
The choice of optionsfootnote for garbage processing depends largely upon personnel
limitations, generation rate, capacity, ship configuration, voyage route and
availability of port reception facilities. The type of equipment available for shipboard
garbage handling includes incinerators, compactors, comminuters and their associated
hardware.
2.9 Grinding or comminution
2.9.1 The discharge of comminuted food wastes may be permitted under regulations 4.1.1
and 6.1.1 of MARPOL Annex V or paragraph 5.2.1 of part II-A of the Polar Code whilst the
ship is en route. Such comminuted or ground food wastes must be capable of passing
through a screen with openings no greater than 25 mm.
2.9.2 A wide variety of food waste grinders is available on the market and most modern
ships' galleys have the equipment needed to produce a slurry of food particles and water
that washes easily through the required 25 mm screen. Output ranges from 10 to 250
litres per minute. The discharge from shipboard comminuters should be directed into an
appropriately constructed holding tank when the ship is operating within an area where
discharge is prohibited.
2.9.3 Size reduction of certain other garbage items can be achieved by shredding or
crushing and machines for carrying out this process are available for use on board
ships.
2.9.4 Information on the development, advantages and use of comminuters for processing
food waste aboard ships should be forwarded to the Organization for sharing between
interested parties.
2.9.5 Outside special areas and Arctic waters, ships operating primarily beyond 3 nm from
the nearest land are encouraged to install and use comminuters to grind food wastes to a
particle size capable of passing through a screen with openings no larger than 25 mm.
Regulation 4 of MARPOL Annex V requires comminuting or grinding food wastes if the food
wastes are to be discharged between three and 12 nm from the nearest land. Although
unprocessed food wastes may be discharged beyond 12 nm, it is recommended that
comminuters be used as they hasten assimilation into the marine environment. Because
food wastes comminuted with plastics cannot be discharged into the sea, all plastic
materials need to be removed before food wastes are placed into a comminuter or
grinder.
2.9.6 When operating inside a special area or Arctic waters, regulation 6 of MARPOL Annex
V and chapter 5 of part II-A of the Polar Code require all food wastes to be comminuted
or ground prior to discharge into the sea. All discharges are to be as far as
practicable and not less than 12 nm from the nearest land, ice-shelf or fast ice. Food
wastes shall not be discharged onto the ice.
2.10 Compaction
Table 3 shows compaction options for various types of garbage.
Table 3: Compaction options for shipboard-generated garbage
|
|
Examples of garbage
|
Special handling by ship's personnel before
compaction
|
Compaction characteristics
|
Onboard storage space
|
|
|
|
Rate of
alteration
|
Retainment
of compacted form
|
Density of
compacted form
|
|
|
|
Metal, food and
beverage containers, glass, small wood pieces
|
None
|
Very rapid
|
Almost
100%
|
High
|
Minimum
|
|
|
|
Comminuted
plastics, fibre and paper board
|
Minor – reduce
material to size for feed, minimal manual labour
|
Rapid
|
Approximately
80%
|
Medium
|
Minimum
|
|
|
|
Small metal
drumsfootnote, uncomminuted cargo packing,
large pieces of wood
|
Moderate – longer
manual labour time required to size material for feed
|
Slow
|
Approximately
50%
|
Relatively
low
|
Moderate
|
|
|
|
Uncomminuted
plastics
|
Major – very long
manual labour time to size material for feed; usually
impractical
|
Very slow
|
Less than
10%
|
Very low
|
Maximum
|
|
|
|
Bulky metal cargo
containers, thick metal items
|
Impractical for
shipboard compaction; not feasible
|
Not
applicable
|
Not
applicable
|
Not
applicable
|
Maximum
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2.10.1 Most garbage can be compacted to some degree; the exceptions include unground
plastics, fibre and paperboard, bulky cargo containers and thick metal items.
Pressurized containers should not be compacted or shredded without the use of
specialized equipment designed for this purpose because they present an explosion hazard
in standard compactors.
2.10.2 Compaction reduces the volume of garbage. In most cases, the output from a
compactor is a block of material which facilitates the shipboard storage of garbage and
its discharging in a port facility. It should be taken into account that the output from
a compactor might be subject to quarantine, sanitary or health requirements or other
requirements from the port reception facilities and advice from local authorities should
be sought on any standards or requirements which are additional to those set by the
Organization.
2.10.3 Compactors have options including sanitizing, deodorizing, adjustable compaction
ratios, bagging in plastic or paper, boxing in cardboard (with or without plastic or wax
paper lining), baling, etc. Compacted materials should be stored appropriately. While
metal and plastic bales can get wet, paper and cardboard bales should be kept dry.
2.10.4 If grinding machines are used prior to compaction, the compaction ratio can be
increased and the storage space decreased. Careful investigation of the appropriate
compaction machine should be undertaken, based on the type and volume of material that
will be compacted, as not all compactors require grinding. Compaction is just one step
in the solid waste management scheme and the shipowner/operator should ensure all phases
of garbage management are described in their Garbage Management Plan. Proper care should
be taken when handling and storing binder wrap to prevent it from accidentally entering
the marine environment.
2.10.5 A compactor should be installed in a compartment with adequate room for operating
and maintaining the unit and storing garbage to be processed. The compartment should be
located adjacent to the areas of food processing and commissary store-rooms. If not
already required by regulation, it is recommended that the space should have freshwater
wash down service, coamings, deck drains, adequate ventilation and hand or automatic
fixed fire-fighting equipment.
2.10.6 Information on the development and use of shipboard compactors should be forwarded
to the Organization for sharing between interested parties.
2.11 Incineration
2.11.1 Ash and clinkers from shipboard incinerators should be considered as operational
waste and, therefore, as garbage that is not eligible for discharge into the sea.
2.11.2 Incineration conducted in a shipboard incinerator can significantly
reduce the need to store garbage on board the ship. Shipboard incinerators should be
designed, constructed, operated and maintained in accordance with the 2014 Standard
specification for shipboard incinerators (resolution MEPC.244(66), as amended). MARPOL Annex
VI requires shipboard incinerators installed after 1 January 2000 to be
type-approved and meeting specific air pollution criteria. Incinerators should only be
used to incinerate materials that are specified by the incinerator manufacturer.
2.11.3 In general, shipboard incineration should not be undertaken when the ship is in
port or at an offshore terminal. Some ports may have domestic laws that specify
additional air emission restrictions, particularly those near high population areas. The
use of a shipboard incinerator may require permission from the port authority concerned.
2.11.4 Table 4 presents options for incineration of garbage and includes considerations
for special handling by ship's personnel, combustibility, reduction in volume, residual
materials, exhaust, and onboard storage space. Most garbage is amenable to incineration,
with the exception of metal and glass.
Table 4: Incineration options for shipboard-generated garbage
|
|
Examples of garbage
|
Special handling by ship's personnelfootnote before
incineration
|
Incineration characteristics
|
Onboard storage space
|
|
|
|
Combustibility
|
Reduction of volume
|
Residual
|
Exhaust
|
|
|
|
Paper packing, food
and beverage containers
|
Minor – easy to
feed into hopper
|
High
|
Over 95%
|
Powder ash
|
Possibly smoky and
not hazardous
|
Minimum
|
|
|
|
Fibre and
paperboard
|
Minor – reduce
material to size for feed, minimum manual labour
|
High
|
Over 95%
|
Powder ash
|
Possibly smoky and
not hazardous
|
Minimum
|
|
|
|
Plastics packaging,
food and beverage containers, etc.
|
Minor – easy to
feed into hopper
|
High
|
Over 95%
|
Powder ash
|
Possibly smoky and
not hazardous based on incinerator design
|
Minimum
|
|
|
|
Plastics sheeting,
netting, rope and bulk material.
|
Moderate –manual
labour time to size reduction
|
High
|
Over 95%
|
Powder ash
|
Possibly smoky and
not hazardous based on incinerator design
|
Minimum
|
|
|
|
Rubber hoses and
bulk pieces
|
Major – manual
labour time to size reduction
|
High
|
Over 95%
|
Powder ash
|
Possibly smoky and
not hazardous based on incinerator design
|
Minimum
|
|
|
|
Metal food and
beverage containers, etc.
|
Minor – easy to
feed into hopper
|
Low
|
Less 10%
|
Slag
|
Possibly smoky and
not hazardous
|
Moderate
|
|
|
|
Metal cargo, bulky
containers, thick metal items
|
Major – manual
labour time to size reduction(not easily incinerated)
|
Very low
|
Less 5%
|
Large metal
Fragments and slag
|
Possibly smoky and
not hazardous
|
Maximum
|
|
|
|
Glass food and
beverage containers, etc.
|
Minor – easy to
feed into hopper
|
Low
|
Less 10%
|
Slag
|
Possibly smoky and
not hazardous
|
Moderate
|
|
|
|
Wood, cargo
containers and large wood scrapes
|
Moderate – manual
labour time to size reduction
|
High
|
Over 95%
|
Powder ash
|
Possibly smoky and
not hazardous
|
Minimum
|
|
|
|
|
|
|
|
|
|
|
|
2.11.5 Some of the disadvantages of incinerators may include the possible hazardous
nature of the ash or vapour, dirty operation, excessive labour required for charging,
stoking and ash removal. Some incinerators may not be able to meet air pollution
regulations imposed in some ports and harbours or by flag and coastal States when such
matters are subject to their jurisdiction. Some of these disadvantages can be remedied
by automatic equipment for charging and stoking, however, the additional equipment to
perform automatic functions will require more installation space.
2.11.6 The incineration of garbage that contains a large amount of plastic involves very
specific incinerator settings such as higher oxygen injection and higher temperatures
(850 to 1,200°C). If these special conditions are not met, depending on the type of
plastic and conditions of combustion, some toxic gases can be generated in the exhaust
stream, including vaporized hydrochloric (HCl) and hydrocyanic (HCN) acids. These and
other intermediary products of combustion of waste containing plastics are toxic to
humans and marine life.
2.11.7 Onboard incineration of garbage may reduce the volume of garbage subject to
quarantine requirements in some countries. However, incinerator ash may still be subject
to local quarantine, sanitary or health requirements. Advice should be sought from local
authorities regarding requirements additionally to MARPOL. For example, higher
temperatures and more complete combustion may be required to effectively destroy
organisms that present a risk.
2.11.8 Information on the development and advantages on the use of shipboard incinerator
systems should be forwarded to the Organization for sharing between interested
parties.
2.12 Treatment of animal carcasses
2.12.1 Only fit and healthy animals should be presented for loading as cargo
and managed in accordance with international standards for the transport of animals at
seafootnote. The master of the ship is expected to have responsibility
for shipboard livestock operational issues, animal health and welfare, and conditions
for the control and reporting of animal mortality on board.
2.12.2 Ships carrying live animal cargo consignments are expected to have
animals dying during a voyage. These mortalities accrue gradually over the voyage and
are dependent on various factors including age and type of animal species, facilities on
board the ship and local climatic conditions. The most common mortality causes stem from
enteritis, refusal to feed, injury, exhaustion or illness not evident prior to loading.
The mortality numbers are generally low and are operational issues to be controlled as
part of cargo management practice. These mortalities are considered to be generated
during the normal operation of the ship and liable to be discharged continually or
periodically and therefore subject to MARPOL
Annex V regulations.
2.12.3 As part of normal livestock ship management procedures, regular inspections (day
and night) are recommended to ensure the health and welfare of the animals. It is
recommended that these inspections include shipboard recording, on a daily basis, of the
number of animals that have died or have been euthanized.
2.12.4 When mortalities occur on board, the carcasses should be removed from
the pen areas and assessed for appropriate disposition. The options for appropriate
discharge of the carcasses under MARPOL
Annex V will typically be discharge into the sea or discharge to a reception
facility. Where the ship has an appropriate storage area on board, limited quantities of
treated carcasses may be stored for short periods for subsequent discharge into the sea
or to reception facilities. Any storage on board should take into account occupational
health and safety requirements.
2.12.5 Regulation 4.1.4 of MARPOL
Annex V permits the discharge into the sea of animal carcasses generated
during the normal operation of a ship, but only if the ship is en route, outside a
special area and Arctic waters, as far as possible from the nearest land and taking into
account the guidelines developed by the Organization. To comply with regulation 4.1.4 of
MARPOL Annex V, it is recommended that the discharge into the sea should
take place more than 100 nm from the nearest land and in the maximum water depth
possible.
2.12.6 When a ship is on a voyage that is not often more than 100 nm from nearest land,
the retention of carcasses on board during conditions of high temperatures and high
humidity may constitute a threat to human health and safety or to the remaining live
animals. In these circumstances it may not be possible to discharge animal carcasses in
accordance with these Guidelines. In such circumstances, where the master of the ship
determines that such health and safety threats exist, it is recommended the discharge
into the sea should take place more than 12 nm from the nearest land. Where the
discharge of animal carcasses at sea occurs under these circumstances, the entry in the
Garbage Record Book of the position of the ship should also include a remark about these
circumstances.
2.12.7 Animal carcasses should be split or otherwise treated prior to their discharge
into the sea. Procedures for the treatment of carcasses should take into account the
health and safety of the crew and other livestock cargo. Treatment should facilitate the
sinking or dispersal of the carcass when it is discharged into the sea.
2.12.8 Treatment of a carcass involves:
-
.1 manually slitting or cutting the carcass to the extent that the thoracic and
abdominal cavities are opened; or
-
.2 passing the carcass through equipment such as a comminuter, grinder, hogger or
mincer.
2.12.9 For each animal carcass incinerated, discharged into the sea or discharged to a
reception facility, an entry in the Garbage Record Book shall be made. The entry should
include the date/time, position of the ship and remarks to specify the animal species
(e.g. sheep, cattle, goats), the category "G" and the number of carcasses discharged.
Where the discharge is to a reception facility, the receipt obtained from the facility
should be attached to the Garbage Record Book.
2.12.10 Following the completion of a voyage, the master of the ship is encouraged to
provide a copy of the pages of the Garbage Record Book that contain the entries for the
discharges of animal carcasses into the sea to the flag State and the State from whose
port the voyage originated, and other information requested.
2.12.11 Governments are encouraged to analyse the garbage records of
discharges of animal carcasses and other relevant information to inform and assist
future reviews of MARPOL Annex V regulations and associated guidelines.
Mortalities in excess of those generated during the normal operation of
a ship
2.12.12 Carcasses of animals resulting from mortalities in excess of those
generated during the normal operation of a ship are not "garbage" under MARPOL
Annex V and are not covered under these Guidelines. To assist in managing
these situations, masters should contact the flag State of the ship and, where
appropriate, port and/or coastal State(s), to seek guidance on the appropriate legal
regimes and requirements, as well as consult relevant IMO guidelines and circulars. In
particular, masters should refer to the Revised Guidance on the management of spoilt
cargoes (MEPC.1/Circ.809), developed by a Joint London Convention and
Protocol/MEPC Correspondence Group.
2.12.13 "Mortalities in excess of those generated during the normal operation of a ship"
refers to animal mortalities in excess of those described in paragraph 2.12.2. While
this could be a number of animals dying at the same time or within a short period of
time, the number of mortalities that exceed those generated during the normal operation
of a ship will depend upon the animal species and the total number and/or species
carried in the consignment.
2.12.14 Circumstances that may result in mortalities that exceed those generated during
the normal operation of the ship, include:
-
.1 malfunctioning of ventilation or watering systems;
-
.2 weather events such as heat waves or storm systems;
-
.3 infectious disease outbreaks; and
-
.4 refusal of cargo offloading by authorities at destination, leading to the need
to euthanize some or all of the live animal cargo.
2.12.15 The guidance provided above and the Revised Guidance on the management of
spoilt cargoes are not substitutes for any stricter requirements imposed upon a
ship by a port State, a flag State or the exporting country, for the management of
livestock cargoes.
2.13 Discharge of fish carried as a cargo
Fish, including shellfish, carried on board as cargo that have died or been euthanized on
board during the voyage are considered to be animal carcasses and should, to the extent
practicable, be treated in the manner set out in section 2.12 of these Guidelines.
Governments may want to consider additional actions to reduce the risk of spreading
parasitic or pathogenic organisms.
3 MANAGEMENT OF CARGO RESIDUES OF SOLID BULK CARGOES
3.1 Cargo residues are included in the definition of garbage within the
meaning of regulation 1.9 of MARPOL
Annex V and may be discharged in accordance with regulations 4.1.3 and 6.1.2
and paragraph 5.2.1.5 of part II-A of the Polar Code. However, cargo material contained
in the cargo hold bilge water should not be treated as cargo residues if the cargo
material is not harmful to the marine environment and the bilge water is discharged from
a loaded hold through the ship's fixed piping bilge drainage system.
3.2 Cargo residues are considered harmful to the marine environment and
subject to regulations 4.1.3 and 6.1.2.1 of MARPOL
Annex V if they are residues of solid bulk cargoes (other than grain) which
are classified according to the criteria set out in appendix I of the Annex.
3.3 Cargo residues that are harmful to the marine environment may require special
handling not normally provided by reception facilities. Ports and terminals receiving
such cargoes should have adequate reception facilities for all relevant residues,
including when contained in washwater.
3.4 Solid bulk cargoes, as defined in regulation VI/1-1.2 of the
International Convention for the Safety of Life at Sea (SOLAS), 1974, as amended, other
than grain, shall be classified in accordance with appendix I of MARPOL
Annex V, and declared by the shipper as to whether or not they are harmful to
the marine environment. For ships engaged on international voyages, such a declaration
should be included in the information required in section 4.2.3 of the IMSBC Code. For
ships not engaged on international voyages, other means of declaration may be used, as
determined by the Administration.
3.5 Ports, terminals and ship operators should consider cargo loading,
unloading and onboard handling practicesfootnote in order to minimize production of cargo residues. Cargo
residues are created through inefficiencies in loading, unloading, onboard handling.
Options that should be considered to decrease the amount of such garbage include the
following:
-
.1 ensuring ships are suitable to carry the intended cargo and also suitable for
unloading the same cargo using conventional unloading methods;
-
.2 unloading cargo as efficiently as possible, utilizing all appropriate safety
precautions to prevent injury or ship and equipment damage and to avoid or
minimize cargo residues; and
-
.3 minimizing spillage of the cargo during transfer operations by carefully
controlling cargo transfer operations, both on board and from dockside. This
should include effective measures to enable immediate communications between
relevant ship and shore-based personnel during the transfer operations and when
feasible, enclosure of conveyance devices such as conveyor belts. Since this
spillage typically occurs in port, it should be completely cleaned up
immediately following the loading and unloading event and handled as cargo;
delivering it into the intended cargo space or into the appropriate unloading
holding area.
3.6 When the master, based on the information received from the relevant port
authorities, determines that there are no adequate reception facilitiesfootnote at either the port of departure or the port
of destination in the case where both ports are situated within the same special area or
Arctic waters, the condition under regulation 6.1.2.5 of MARPOL
Annex V or paragraph 5.2.1.5 of part II-A of the Polar Code should be
considered satisfied.
3.7 MARPOL Annex V, regulation 6.1.2, also applies when the "port of
departure" and the "next port of destination" are the same port. To discharge cargo hold
washwater in this situation, the ship must be en route and the discharge must take place
not less than 12 nm from the nearest land.
4 TRAINING, EDUCATION AND INFORMATION
4.1 These Guidelines are intended to address Governments, shipowners, ship operators,
ships' crews, cargo owners, port reception facility operators and equipment
manufacturers as sources of pollution of the sea by garbage. Accordingly, Governments
should develop and undertake training, education and public information programmes
suited for all seafaring communities under their jurisdiction, prepared and presented in
such a way that they communicate with that segment of the community.
4.2 Governments may exchange and maintain information relevant to compliance,
non-compliance and information on legal proceedings for violations with Annex V
regulations through the Organization. Governments are encouraged to provide the
Organization with the following:
-
.1 technical information on shipboard garbage management methods such as
minimization, recovery, recycling, reuse, incineration, compaction, separation,
sorting and sanitation system, packaging and provisioning methods;
-
.2 educational materials developed to raise the level of compliance with Annex V.
This includes printed materials (e.g. placards, posters, brochures, etc.),
photographs, DVDs, audio and video tapes, and films as well as synopses of
training programmes, seminars and formal curricula; and
-
.3 information and reports on the nature and extent of garbage from shipping
found along beaches and in coastal waters under their respective jurisdictions.
In order to assess the effectiveness of Annex V, these studies should provide
details on amounts, distribution, sources and impacts of garbage from
shipping.
4.3 Governments are encouraged to amend their maritime certification examinations and
requirements, as appropriate, to include a knowledge of duties imposed by national and
international law regarding the control of pollution of the sea by garbage.
4.4 Placards required by regulation 10.1 of MARPOL
Annex V should contain a summary declaration stating the prohibition and
restrictions for discharging garbage from ships under the Annex and the possible
penalties for failure to comply. Governments are encouraged to develop appropriate
placards for use by every ship on their registry of more than 12 m in length overall and
fixed and floating platforms (sample placards targeting crew and shipboard operations;
fixed or floating platforms and ships operating within 500 m of such platforms; and
passengers are shown in figures 1, 2 and 3.).
4.4.1 The declaration should be placed on a placard at least 12.5 cm by 20 cm, made of
durable material and fixed in conspicuous and prominent places on board the ship.
Placards should be replaced when damage or wear compromises the readability of the
declaration.
4.4.2 The placards should be placed in prominent places where crew will be
working and living and in areas where bins are placed for collection of garbage. These
places include galley spaces, mess room(s), wardroom, bridge, main deck and other areas
of the ship, as appropriate. The placards should be displayed at line of sight height
and be printed in the working language of the crew. Ships which operate internationally
will also have placards printed in English, French or Spanish, in accordance with
regulation 10.1.2 of MARPOL Annex V.
4.4.3 Where the ship carries passengers, placards also should be placed in prominent
places where passengers are accommodated and congregate. These include cabins and all
deck areas for recreational purposes open to passengers.
4.5 Governments should ensure that appropriate education and training in respect of
MARPOL is included in the training programmes leading to STCW and STCW-F certification.
4.6 Governments are encouraged to have maritime colleges and technical institutes under
their jurisdiction develop or augment curricula to include both the legal duties as well
as the technical options available to professional seafarers for handling ship-generated
garbage. These curricula should also include information on environmental and ecological
impacts of garbage. A list of suggested topics to be included in the curriculum is
provided below:
-
.1 garbage in the marine environment, sources, methods for prevention of release
of garbage to the environment and impacts on the environment;
-
.2 national and international laws relating to, or impinging upon shipboard waste
management;
-
.3 health and sanitation considerations related to the storage, handling and
transfer of ship-generated garbage;
-
.4 current technology for onboard and shoresidefootnote processing of ship generated garbage;
and
-
.5 provisioning options, materials and procedures to minimize the generation of
garbage aboard ships.
4.7 Professional associations and societies of ship officers, engineers, naval
architects, shipowners, managers and seafarers are encouraged to ensure their members'
competency regarding the handling of ship-generated garbage.
4.8 Ship and reception facility operators should establish detailed training programmes
for personnel operating and maintaining ships’ garbage reception or processing
equipment. It is suggested that the programme include instruction on what constitutes
garbage and the applicable regulations for handling and disposing of it. Such training
should be reviewed annually and updated as appropriate.
4.9 Generalized public information programmes are needed to provide information to
non-professional seafarers and others concerned with the health and stability of the
marine environment, regarding the impacts of garbage at sea. Governments and involved
commercial organizations are encouraged to utilize the Organization's library and to
exchange resources and materials, as appropriate, to initiate internal and external
public awareness programmes.
4.9.1 Methods for delivering this information include radio and television, articles in
periodicals and trade journals, voluntary public projects such as beach clean-up days
and adopt-a-beach programmes, public statements by high government officials, posters,
brochures, social media, conferences and symposia, cooperative research and development,
voluntary product labelling and teaching materials for public schools.
4.9.2 Audiences include recreational sailors and fishermen, port and terminal operators,
coastal communities, ship supply industries, shipbuilders, garbage management
industries, plastic manufacturers and fabricators, trade associations, educators and
Governments.
4.9.3 The subjects addressed in these programmes are recommended to include the relevant
domestic and international law; options for handling garbage at sea and upon return to
shore; known sources and types of garbage; impacts of plastics on marine life and ship
operations; the accumulation of garbage in the world's oceans and seas, impacts on
coastal tourist trade; current actions by Governments, intergovernmental organizations,
non-governmental organizations and sources of further information.
5 PORT RECEPTION FACILITIES FOR GARBAGE
5.1 The methodology for determining the adequacy of a reception facility
should be based on the number and type of ships that will call at the port, the waste
management requirements of each type of ship as well as the size and location of a port.
Emphasis should also be placed on calculating the quantities of garbage, including
recyclable material, which is not discharged into the sea, in accordance with the
provisions of MARPOL Annex V.
5.2 It should be noted that, due to differences in port reception procedures and
additional treatment among ports, port reception facilities may require the separation
on board of:
-
.1 food wastes (e.g. animal derived products and by-products because of risk of
animal diseases);
-
.2 cooking oil (animal derived products and by-products because of risk of animal
diseases);
-
.3 plastics;
-
.4 domestic waste, operational waste and recyclable or reusable material;
-
.5 special items like medical waste, outdated pyrotechnics and fumigation
remnants;
-
.6 animal wastes, including used bedding from the transport of live animals (due
to risk of disease) but excluding drainage from spaces containing living
animals;
-
.7 cargo residues; and
-
.8 E-waste such as electronic cards, gadgets, equipment, computers, printer
cartridges, etc.
5.3 Ship, port and terminal operators should consider the following when determining
quantities and types of garbage on a per ship basis:
-
.1 types of garbage normally generated;
-
.2 ship type and design;
-
.3 ship operating route;
-
.4 number of persons on board;
-
.5 duration of voyage;
-
.6 time spent in areas where discharge into the sea is prohibited or restricted;
and
-
.7 time spent in port.
5.4 Governments, in assessing the adequacy of reception facilities, should also consider
the technological challenges associated with the recycling, treatment and discharge of
garbage received from ships and should take responsible actions within their national
programmes to consider garbage management standards. In doing so, relevant international
standards should be taken into account.
5.4.1 The type and capacity of equipment for treatment and final disposal of garbage is a
significant factor in determining the adequacy of a reception facility. It not only
provides a measure of the time required to complete the process, but it also is the
primary means for ensuring that ultimate disposal of the garbage is environmentally
sound.
5.4.2 Governments should continue to carry out studies into the provision of reception
facilities at ports in their respective countries in close cooperation with port
authorities and other local authorities responsible for garbage handling. Such studies
should include information such as a port-by-port listing of available garbage reception
facilities, the types of garbage they are equipped to handle, their capacities and any
special procedures required to use them. Governments should submit data on the
availability of port reception facilities to GISIS.
5.4.3 While selecting the most appropriate type of reception facility for a particular
port, consideration should be given to several alternative methods available. In this
regard, floating plants for collection of garbage, such as barges or self-propelled
ships, might be considered more effective in a particular location than land-based
facilities.
5.5 These Guidelines aim to stimulate Governments to develop modern waste reception
facilities and continue to improve their garbage management processes. Information on
developments in this area should be forwarded to the Organization.
5.6 Governments are encouraged to develop policies and practices that facilitate the
reduction, use and recycling of ship-generated garbage. The development of port
reception facilities and associated guidance that aids the handling of separated garbage
from ships should encourage ships to separate garbage on board.
5.7 Small Island Developing States may satisfy the requirements for
reception facilities through regional arrangements when, because of those States' unique
circumstances, such arrangements are the only practical means to satisfy these
requirements.footnote
6 ENHANCEMENT OF COMPLIANCE WITH MARPOL ANNEX V
6.1 Recognizing that direct enforcement of MARPOL
Annex V regulations, particularly at sea, is difficult to accomplish,
Governments are encouraged to consider not only restrictive and punitive measures
consistent with international law, but also the removal of any disincentives, the
creation of positive incentives and initiatives to facilitate more effective compliance,
and the development of voluntary measures within the regulated community when developing
programmes and domestic legislation to ensure compliance with the Annex.
6.2 Compliance facilitation and enforcement
6.2.1 Ships should inform their flag State of ports in foreign countries
Party to MARPOL Annex V which do not have adequate port reception facilities for
garbage. This can provide a basis for advising responsible Governments of possible
problems and calling the Organization's attention to possible issues of compliance. An
acceptable reporting format is reproduced in the Consolidated Guidance for port
reception facility providers and users (MEPC.1/Circ.834), along with the
procedure for submitting and handling such reports.
6.2.2 Governments should develop a strategy to assess or audit port reception facilities
under their jurisdiction. Detailed guidance in this regard is provided by the
Organization. At a minimum, periodic inspection of the reception facilities is
recommended and consideration should be given to establishing a documentation system
(e.g. letters or certificates) stating that adequate facilities are available for
receiving ship-generated garbage.
6.2.2.1 Governments are encouraged to improve the adequacy and efficiency of existing
port reception facilities for fishing gear.
6.2.3 Governments should identify appropriate agencies for enforcement and
facilitating compliance and provide legal authority, adequate training, funding and
equipment to incorporate the goals and objectives under MARPOL
Annex V regulations into their responsibilities. In those cases where customs
or agricultural officials are responsible for receiving and inspecting garbage,
Governments should ensure that the inspections are facilitated.
6.2.4 Governments should consider the use of garbage management reporting systems. Such
reporting systems may provide valuable data for measuring and monitoring the impacts of
garbage regulations and management and identifying trends over time. A reporting system
could be based on the information in garbage record books (where applicable) or ship's
official log-book. In addition, advance notification forms and garbage reception
receipts could provide input into the garbage reporting system.
6.2.5 A garbage management reporting system may also include reporting of discharges of
garbage. Particular attention should be given to the reporting of any discharge in
special areas or Arctic waters; discharge at port reception facilities; and discharge of
garbage into the sea. Reports should include the date, time, location by latitude and
longitude or name of port, type of garbage and estimated amount of garbage discharged.
Particular attention should be given to the reporting of:
-
.1 the loss of fishing gear;
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.2 the discharge of cargo residues;
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.3 any discharge in special areas or Arctic waters ;
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.4 discharge at port reception facilities; and
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.5 discharge of garbage into the sea, in those limited situations where
permitted.
6.2.6 The issuance of documents or receipts (i.e. IMO standard forms) by port reception
facilities might also be used in maintaining a garbage management reporting system.
6.3 Compliance incentive systems
6.3.1 The augmentation of port reception facilities to serve ship traffic without undue
delay or inconvenience may call for capital investment from port and terminal operators
as well as the garbage management companies serving those ports. Governments are
encouraged to evaluate means within their authority to lessen this impact, thereby
helping to ensure that garbage delivered to port is actually received and disposed of
properly at reasonable cost or without charging special fees to individual ships. Such
means could include, but are not limited to:
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.1 tax incentives;
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.2 loan guarantees;
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.3 public ship business preference;
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.4 special funds to assist in problem situations such as remote ports with no
land-based garbage management system in which to deliver ships' garbage;
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.5 Government subsidies; and
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.6 special funds to help defray the cost of a bounty programme for lost,
abandoned or discarded fishing gear or other persistent garbage. The programme
would make appropriate payments to persons who retrieve such fishing gear, or
other persistent garbage other than their own, from marine waters under the
jurisdiction of Government.
6.3.2 The minimization of taking packaging on board and the installation of
shipboard garbage management handling and processing equipment would facilitate
compliance with MARPOL Annex V and lessen the burden on port reception
facilities to process garbage for discharge. Therefore, Governments might consider
actions to encourage the reduction of packaging and the installation of certain types of
garbage processing equipment on ships operating under their flag. For example,
programmes to lessen costs to shipowners for purchasing and installing such equipment,
or requirements for installing compactors, incinerators and comminuters during
construction of new ships could be very helpful.
6.3.3 Governments are encouraged to consider the economic impacts of
domestic regulations intended to ensure compliance with MARPOL
Annex V. Due to the highly variable nature of ship operations and
configurations, consideration should be given in domestic regulations to permitting
ships the greatest range of options for complying with the Annex. However, any range of
options needs to be consistent with the Annex and should facilitate implementation and
compliance.
6.3.4 Governments are encouraged to support research and development of
technology that facilitates compliance of ships and ports with MARPOL
Annex V regulations. This research should concentrate on:
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.1 minimization of packaging;
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.2 shipboard garbage handling systems;
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.3 ship provision innovations to minimize garbage generation;
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.4 loading, unloading and cleaning technologies to minimize dunnage, spillage and
cargo residues;
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.5 new ship construction design to facilitate garbage management and transfer and
to minimize retention of cargo in ship holds; and
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.6 wharf and berth design to facilitate garbage management and transfer.
6.3.5 Governments are encouraged to work within the Organization to develop port
reception systems that simplify the transfer of garbage for ships engaged on
international voyages.
6.4 Voluntary measures
6.4.1 Governments are encouraged to assist ship operators and seafarers'
organizations in developing resolutions, by-laws and other internal mechanisms that
encourage compliance with MARPOL
Annex V regulations. Such groups include:
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.1 seamen and officer unions;
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.2 associations of shipowners, insurers and classification societies;
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.3 pilot associations; and
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.4 fishermen's organizations.
6.4.2 Governments are encouraged to assist and support, where possible, the
development of mechanisms to promote compliance with MARPOL
Annex V among port authorities, terminal operators, stevedores, longshoremen
and land-based garbage management authorities.