relating to a ballast water management system that makes use of Active
Substances proposed for approval in accordance with regulation D-3, paragraph 2, of
the Ballast Water Management Convention
Having received a satisfactory application on [please insert the name of the ballast
water management system] produced by [please insert the name of the
manufacturer], the undersigned hereby confirms, on behalf of the maritime
Administration of [please insert the name of the submitting country], that the
application dossier regarding the ballast water management system that makes use of
Active Substance(s) mentioned above is subject to the following conditions:
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1. Financial arrangements: The fee paid in connection with this
proposal for approval is based on the recovery of costs incurred by the
International Maritime Organization (Organization) in respect of the services
provided by the GESAMP-Ballast Water Working Group. Fees will be invoiced in up to
three tranches:
- US$50,000 immediately following receipt of this Letter of Agreement by the
Organization;
- an additional US$50,000 immediately following the deadline for submissions, if
only one submission has been made; and/or
- a final invoice to recover costs over the initial cost estimate, if required.
All fees paid as described above will be retained in a Trust Fund established for
this purpose.
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2. Intellectual Property Rights: The Organization and the members of
the GESAMP-Ballast Water Working Group will make every reasonable effort to
prevent the disclosure of information which is clearly and prominently identified
as being subject to an intellectual property right, subject to the condition that
sufficient detail must be provided to the Marine Environment Protection Committee
(MEPC) of the Organization to enable that body to perform its functions under
resolution MEPC.169(57) and, in particular, to approve the proposed ballast water
management systems that make use of Active Substances. In this respect the members
of the Group will be required to sign a declaration concerning the confidentiality
of information acquired as a result of their affiliation with the Group. In any
case, neither the Organization nor the members of the GESAMP-Ballast Water Working
Group can accept liability for damage or loss, which may result from disclosure of
such information in the exercise of their responsibilities.
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3. Settlement of disputes: The submitting Administration, the
Organization, and the GESAMP-Ballast Water Working Group shall use their best
efforts to settle amicably any dispute, controversy or claim arising out of, or
relating to the process established for reviewing Active Substances used for the
management of ballast water or this Letter of Agreement, or the breach,
termination or invalidity thereof. Where these parties wish to seek such an
amicable settlement through conciliation, the conciliation shall take place in
accordance with the UNCITRAL Conciliation Rules then pertaining, or according to
such other procedure as may be agreed between the parties. Any dispute,
controversy or claim, which is not settled amicably, shall be referred to
arbitration in accordance with the UNCITRAL Arbitration Rules then pertaining. The
place of the arbitration will be London, England.
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4. Privileges and immunities: Nothing in or relating to the process
established for reviewing Active Substances used for the management of ballast
water or this Letter of Agreement shall be deemed a waiver, express or implied, of
any of the privileges and immunities of the International Maritime Organization,
including its officers, experts or subsidiary organizations or of the privileges
and immunities to which the Administration is entitled under international
law.
Members of the GESAMP-Ballast Water Working Group, when performing functions in
connection with the terms of reference of the Group, shall be considered to be
experts of the Organization pursuant to Annex XII of the Convention on Privileges
and Immunities of the Specialized Agencies of the United Nations.
Authorized signature on behalf of the maritime Administration:
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____________________________________
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Typed/Printed name:
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____________________________________
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Title/Position/Organization/Country:
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____________________________________
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Date of signature:
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____________________________________
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Name and address for
fees invoicing:
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____________________________________
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____________________________________
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____________________________________
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