3.2 Facility operation
The SRFP should demonstrate an understanding of the regulations,
production processes, project management and other requirements associated
with performing recycling operations in accordance with applicable
laws and regulations, and demonstrate how the Ship Recycling Facility
plans to prevent adverse effects to human health and the environment
(regulation 19).
3.2.1 Facility information
The SRFP should provide a clear and concise description
of the physical location of the Facility, including acreage and Facility
access routes. A detailed Ship Recycling Facility drawing or map should
be included, with information regarding the area where recycling will
occur. The SRFP should include a clear and concise description of
the pertinent details of the Ship Recycling Facility, such as Facility
layout, water depth, accessibility, maintenance and dredging.
The SRFP should include a clear and concise description
of the total estimated ship recycling capacity, the production throughput/capacity
of recyclables including steel and engineering features for material
segregation and processing. Temporary and permanent buildings such
as offices, workers' complex, drinking water supply, sanitation, medical
and first-aid facilities, gas storage and Hazardous Materials storage
and processing facilities should be identified, as should the floor
construction, other structures, roadways and emergency access routes.
The SRFP should include a clear and concise description
of the pertinent details of the principle operational equipment in
use at the Ship Recycling Facility. It is recommended that this should
include the quantity, capacity and type of such equipment and other
pertinent information such as test certificates, safe working loads
and qualifications of operators, in relation to worker safety and
protection of the environment.
An example of Facility information is given in appendix 2, which also covers
the guidance contained in section 3.2.2 ("Permits, licences and certification").
3.2.2 Permits, licences and certification
The SRFP should document the procedures in place to ensure
that the Ship Recycling Facility is operated and maintained in a manner
that complies with all applicable laws and regulations.
The SRFP should include information on site-specific permits,
licences, and/or certificates that are in effect or obtained prior
to the start of ship recycling, including any lease or authorization
from a landowner, port or other entity granting authorization to use
the Facility for ship recycling purposes.
The SRFP should include procedures to ensure the appropriate
level of certification and/or verification in order that all subcontractors
(including those involved in handling, transport, treatment, storage
and disposal) hold valid permits, registrations and/or certificates,
as applicable.
The use of subcontractors for any part of the process of
working with or managing Hazardous Materials in the Ship Recycling
Facility does not relieve the Ship Recycling Facility of its responsibilities.
In all matters covered by these guidelines, the Ship Recycling Facility
should ensure and maintain records to document safe and environmentally
sound management by subcontractors.
3.2.3 Acceptability of ships
The Convention contains requirements for the acceptance
of ships for recycling. The SRFP should describe the processes and
procedures to be implemented before the ship arrives at the Ship Recycling
Facility for recycling.
When preparing to receive a ship for recycling, the first
step shall be to notify the Competent Authority(ies) of the intent
(see regulation 24.2). When the
ship destined to be recycled has acquired the International Ready
for Recycling Certificate, the Ship Recycling Facility shall report
to its Competent Authority(ies) the planned start date of the ship
recycling, using the reporting format in appendix
6 of the Convention. The procedures to be followed by stakeholders
from the recycling preparation phase to the completion of recycling,
as required by the Convention, are illustrated in appendix 3 of these guidelines.
3.2.4 Ship Recycling Plan (SRP) development
Under regulation 9 of the
Convention, a ship-specific Ship Recycling Plan (SRP) shall be developed
by the Ship Recycling Facility before any recycling of a ship can
take place. The operational processes that are indicated in the SRFP
can be used to prepare the SRP. The Convention requires that the SRP
should be approved, in accordance with regulation
9, prior to issuance of an International Ready for Recycling
Certificate. The SRFP should describe the process for developing a
SRP, taking into account the Guidelines for the Development
of the Ship Recycling Plan (SRP).
3.2.5 Vessel arrival management
The SRFP should describe the procedures to be implemented
to secure vessels upon arrival at the Ship Recycling Facility, including
provisions for mooring, heavy and/or severe weather contingencies,
afloat monitoring, stability during recycling and flooding and/or
sinking prevention methods. Provisions may be different depending
on the ship recycling method.
3.2.6 Ship recycling methodology
The SRFP should provide a comprehensive description of the
Ship Recycling Facility's ship recycling methodology, covering the
entire process of recycling a vessel including management of Hazardous
Materials and wastes and a description of the methodology and procedures
for identifying and segregating materials. The SRFP should also include
a detailed description of how recycled materials, reusable items and
wastes are handled and/or disposed of in a safe and environmentally
sound manner.
The SRFP should include procedures for conducting assessments
of the hazards associated with the safe and environmentally sound
recycling of ships and should identify the subsequent process for
minimizing and eliminating any such hazards.
Where materials or wastes are removed from the Ship Recycling
Facility for further processing and/or disposal, the SRFP should provide
details of the procedures that will be used to ensure that they are
transferred only to a facility that is authorized to deal with their
treatment and/or disposal in an environmentally sound manner.
3.2.7 Reporting upon completion
Regulation 25 of the Convention contains requirements for
reporting upon completion. The SRFP should describe the procedures
in place for such reporting, including how the Ship Recycling Facility
will document and report any incidents and accidents.
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