Section 1 General
Clasification Society 2024 - Version 9.40
Clasifications Register Rules and Regulations - Rules and Regulations for the Classification of Offshore Units, July 2022 - Part 3 Functional Unit Types and Special Features - Chapter 8 Process Plant Facility - Section 1 General

Section 1 General

1.1 Application

1.1.1 The requirements of this Chapter apply to the process plant facility on board production and storage units as defined in Pt 3, Ch 3 Production and Storage Units. The process plant facility includes the equipment and supporting structure and systems used for oil and gas production including inlet facilities, separation, treating and processing systems and equipment and systems used in support of production operations, where permitted by the national Flag Administration. The requirements of this Chapter are considered to be supplementary to the requirements in other relevant Parts of the Rules.

1.1.2 The Rules cover the design strength and safety aspects of the process plant facility installed on board production and storage units, and the aim to minimise the risk to personnel on board and facilities.

1.1.3 The operational aspects, performance and reliability of the process plant facility are not covered by class except when they have an effect on the overall safety of the production unit, the personnel on board or the environment.

1.1.4 The Rules are framed on the understanding that a unit with an installed process plant facility will not be operated in environmental conditions more severe than those for the design basis and class approval.

1.1.5 It is the responsibility of the Owners/Operators to ensure that the process plant facility is properly maintained and operated by qualified personnel and that the test and operational procedures are clearly defined and complied with.

1.1.6 The limiting design criteria on which approval is based are to be stated in the unit’s Operations Manual.

1.2 Class notations

1.2.1 The Regulations for classification and the assignment of class notations are given in Pt 1, Ch 2 Classification Regulations, to which reference should be made.

1.2.2 Production units with an installed process plant facility which comply with the requirements of this Chapter, or recognised Codes and Standards and its complementary requirements previously agreed with LR (see Pt 3, Ch 8, 1.5 Recognised Codes and Standards), will be eligible for the assignment of the special features class notation PPF.

1.2.3 When a production unit is to be verified in accordance with the Regulations of a Coastal State Authority, an additional descriptive note may be assigned in accordance with Pt 1, Ch 2 Classification Regulations.

1.3 Scope

1.3.1 The following additional topics applicable to the special features class notation are covered by this Chapter:
  • Major equipment and structures of the process plant facility, such as, but not limited to:
    • Oil or gas production, processing and treating system, including flowlines from the riser termination flanges at the turret or agreed interface, manifolds, production swivels, separators, heaters and coolers, processing columns, piping systems, relief and blowdown systems and produced water treatment systems.
    • Production plant safety systems.
    • Production plant utility systems when they have an effect on the overall safety of the production unit and the personnel on board.
    • Riser compensating and tensioning system.
    • Relief and flare system.
    • Well control system.
1.3.2 Unless agreed otherwise with LR, the Rules and Regulations for the Classification of Offshore Units, July 2022 consider the following as the main boundaries of the process plant facility:
  • Any part of the production and process system located on the unit including the riser connecter valve or christmas tree but excluding the risers is considered part of the process plant.
  • The shut-down valve at the outlet from the production or process plant to the storage or offloading facility.
  • The outlet from hydrocarbon flare and vent systems.
  • Interfaces between marine and process plant utilities systems when shared across the production unit (see Pt 3, Ch 8, 1.3 Scope 1.3.4 and Pt 3, Ch 8, 3.2 General requirements for process and utilities piping systems 3.2.3 for further guidance).

1.3.3 Marine piping systems, hull machinery piping systems, bulk storage and offloading of process plant products such as oil and gas condensates and crude oil and bulk storage, loading and offloading of chemicals required for the operation of the process plant are to comply with the Rules and Regulations for the Classification of Ships, July 2022 and applicable IMO International Conventions and Codes such as SOLAS and the IBC Code; these systems are to be considered classed (CL).

1.3.4 Boundaries on the production and utilities systems of the process plant facility which are covered by this part of the Rules (see Pt 3, Ch 8, 1.3 Scope 1.3.3) and those covered by the Rules and Regulations for the Classification of Ships, July 2022 are to be defined and agreed with LR at the earliest stages of the project through the mark-up of Process and Utilities Flow Diagrams (PFDs and UFDs) and, subsequently confirmed at a mature stage of the project, through the mark-up of the Piping and Instrumentation Diagrams (P&IDs). Those diagrams are to show the interfaces between the process plant systems covered under these Rules and the classed systems as referenced in Pt 3, Ch 8, 1.3 Scope 1.3.3.

1.4 Plant design characteristics

1.4.1 The design and arrangements of the process plant are to comply with the requirements of this Chapter and with recognised Codes and Standards, see Pt 3, Ch 8, 1.5 Recognised Codes and Standards.

1.4.2 Attention is to be given to the relevant Statutory Regulations of the National Administration in the country of registration and the area of operation, as applicable.

1.4.3 The process plant facility as detailed in Pt 3, Ch 8, 1.3 Scope and any supporting structures above the deck are to be designed for all operating and transit conditions in accordance with recognised and agreed Codes or Standards, suitably modified to take into account the unit’s motions and marine environmental aspects. Except for the emergency condition, as detailed in Pt 3, Ch 8, 1.4 Plant design characteristics 1.4.4, the total stress in any component of the plant is not to exceed the applicable Code value at the temperature concerned, unless expressly agreed otherwise by LR, whether the plant is operative or non-operative, when subjected to any possible combination of the following loads, as applicable:
  1. Static and dynamic loads due to wave-induced motions of the unit.
  2. Loads resulting from hull flexural effects at the plant support points, as appropriate.
  3. Direct wind loads.
  4. Normal gravity and functional loads.
  5. Thermal loads, as appropriate.
  6. Ice and snow loads, as appropriate.
1.4.4 In general, the process plant facility and its equipment as detailed in Pt 3, Ch 8, 1.3 Scope and any supporting structures above the deck are to be designed for an emergency static condition with the unit inclined to the following angle:
  • Column-stabilised and tension-leg units:

    25° in any direction.

  • Surface type units:

    22,5° heel, port and starboard, and trimmed to an angle of 10° beyond the maximum normal operating trim.

  • Self-elevating units:

    17° in any direction in transit conditions only.

These angles may be modified by LR in particular cases as considered necessary. In no case is the inclined angle for the emergency static condition to be taken less than the maximum calculated angle in the worst damage condition in accordance with the appropriate damage stability criteria.

1.4.5 In the emergency condition defined in Pt 3, Ch 8, 1.4 Plant design characteristics 1.4.4, the plant is to be assumed to have maximum operating weights, temperatures and pressures unless agreed otherwise with LR. Systems or equipment that could be shut down and depressurised in advance of this event may not need to be designed to satisfy this requirement. For such systems or equipment, a risk assessment (see ISO 31010: Risk management, Risk assessment techniques) is to be presented to LR in which the credible events that can lead to the damage condition are identified, followed by those systems or equipment that could be shut down and if required depressurised, demonstrating that neither the integrity of the process plant nor the safety of the personnel on board is impaired. When applicable, the plant is also to be subjected to ice and snow loads. Wind loads need not be considered to be acting during this emergency condition. The total stress in any component of the plant or support structure above the deck is not to exceed the minimum yield stress of the material.

1.4.6 The permissible stresses in the primary hull structure below plant and equipment supports are to be in accordance with Pt 4, Ch 5 Primary Hull Strength.

1.5 Recognised Codes and Standards

1.5.1 Process plant facilities designed and constructed to international Codes and Standards other than the Rule requirements will be considered for classification, subject to the alternative standards being agreed by LR to give an equivalent level of safety to the Rule requirements. It is essential that in such cases LR is informed of the Owner’s proposals at an early stage in order that a basis for acceptance of the standards is agreed with LR. See Pt 12 Recognised Codes and Standards for the Classification of Offshore Units for applicable international Codes and Standards considered by LR as an equivalent level of safety to Rule requirements.

1.5.2 In general, the requirements in this Chapter are based on internationally recognised Codes and Standards for the process plant facility as defined in Pt 12 Recognised Codes and Standards for the Classification of Offshore Units . Other Codes and National Standards may be used after special consideration and prior agreement with LR. When considered necessary, additional Rule requirements are also stated in this Chapter.

1.5.3 Where necessary, the requirements of those agreed Codes and Standards are to be suitably modified and/or adapted to take into account all marine environmental aspects.

1.5.4 The agreed Codes and Standards may be used for design, construction and installation but where considered applicable by LR, compliance with the additional requirements stated in the Rules is required. Where there is any conflict the Rules will take precedence over the Codes or Standards.

1.5.5 The mixing of Codes or Standards for each equipment item or system is to be avoided. Deviation from the Code or Standard or the intentional mixing of them must be specially noted in the documentation and approved by LR.

1.6 Equipment categories

1.6.1 The approval and certification of process plant equipment in accordance with this Chapter are to be based on equipment categories previously agreed with LR.

1.6.2 Production and process plant equipment including its associated pipes, valves, instrumentation, electrical installations and skids is to be divided into equipment Categories 1A, 1B and II, depending on the complexity of manufacture and its importance with regard to the safety of personnel and the installation and the possible effect on the environment.

1.6.3 The following equipment categories are used in the Rules:

1A Equipment of primary importance to safety, for which design appraisal and survey during fabrication are considered essential. Equipment in this category is of complicated design/manufacture and is not normally mass produced.

1B Equipment of primary importance to safety for which design appraisal and witnessing the product quality are considered essential. Equipment in this category may or may not be mass produced but not included either in category 1A or II.

II Equipment related to safety which is normally mass produced and manufactured to recognised Codes and Standards and it has proven reliability in service but excludes equipment in category 1A and 1B.

1.6.4 Equipment, piping and fittings for storage, offloading and marine systems inclusive of those that will be shared with the process plant systems are to comply with the Rules and Regulations for the Classification of Ships, July 2022 and are to be built under survey in compliance with Pt 5, Ch 1, 1 General and categorised as ‘classed’ for the purpose of equipment categorisation under this Rule

1.6.5 A guide to equipment and categories is given in Pt 3, Ch 21 Guidelines on Scope of Survey Certification of Safety Critical Equipment. A full list of equipment categories for each process plant facility is to be agreed with LR before its design and manufacture. Minor equipment components and systems or equipment that, through the use of a risk assessment and/or in agreement with LR are demonstrated as not impairing the safety of the production unit, need not be categorised. For process plant equipment not listed in the above-referenced Chapter, designers and manufacturers should contact the LR Technical Support Office for further guidance on design and survey requirements that will be applicable to that particular equipment.

1.7 Equipment certification

1.7.1 Equipment is to be certified in accordance with the following requirements:
  1. Category 1A
    • Design verification and issue of a Design Appraisal Document (DAD) as applicable to the equipment in question, any exception to this Rule requirement requires prior agreement with LR.
    • Pre-inspection meeting at the suppliers with agreement and marking of quality plan and inspection schedule.
    • Survey during fabrication.
    • Review of fabrication documentation (Manufacturer Record Book).
    • Final inspection with monitoring of function/pressure/load tests.
    • Issue of a certificate of conformity.
  2. Category 1B
    • Design verification and issue of a DAD as applicable to the equipment in question, to be defined on a case-by-case basis at the equipment categorisation stage (see Pt 3, Ch 8, 1.6 Equipment categories 1.6.5).
    • Final inspection with monitoring of function/pressure/load tests.
    • Review of fabrication documentation (Manufacturer Record Book).
    • Issue of a certificate of conformity.
  3. Category II
    • Supplier’s/manufacturer’s works’ certificate giving equipment data, limitations with regard to the use of the equipment and the supplier’s/manufacturer’s declaration that the equipment is designed and fabricated in accordance with the project recognised Standards or Codes and any specific project requirements.

1.7.2 All equipment recognised as being of importance for the safety of personnel and the production and process plant facility is to be documented by a Manufacturer Record Book.

1.8 Fabrication records

1.8.1 Fabrication records are to be made available for Categories 1A and 1B equipment for inspection and acceptance by LR Surveyors. These records should include the following:
  • Manufacturer’s statement of compliance.
  • Reference to design specification and plans.
  • Traceability of materials and materials certificates (see Pt 3, Ch 8, 4.4 Materials for further details).
  • Welding procedure tests and welders’ qualifications.
  • Heat treatment records.
  • Records/details of non-destructive examinations.
  • Load, pressure and functional test reports.

1.9 Installation of plant equipment

1.9.1 The installation of equipment on board the unit is to be controlled by LR in accordance with the following principles:
  • All Category 1A and 1B equipment delivered to the unit is to be accompanied by a certificate of design appraisal (DAD) as applicable to the equipment in question, an equipment certificate of conformity and all other necessary documentation.
  • All Category II equipment delivered to the unit is to be accompanied by equipment data and a works’ certificate.
  • Control and follow-up of non-conformities/deviations/conditions or limitations specified in design certificates and certificate of conformity.
  • Ongoing survey and final inspection of the installed production and process plant.
  • Monitoring of functional tests after installation on board in accordance with an approved test programme.
  • Issue of a plant installation report.

1.10 Maintenance and repair

1.10.1 It is the Owner’s/Operator’s responsibility to ensure that installed production and process plant is maintained in a safe and efficient working condition in accordance with the manufacturer’s specification.

1.10.2 When it is necessary to repair or replace installed production and process plant, any repaired or spare part is to be subject to the equivalent certification as the original.

1.11 Plans and data submissions

1.11.1 Plans, calculations and data are to be submitted as required by the relevant Parts of the Rules together with the additional plans and information listed in this Chapter. Plans are to be submitted in electronic format, although hard copies will also be accepted.


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