Function: Navigation at the operational level
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Column 1
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Column 2
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Column 3
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Column 4
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Competence
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Knowledge, understanding and proficiency
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Methods for demonstrating competence
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Criteria for evaluating competence
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Plan and conduct a passage
and determine position
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Celestial navigation
Ability to use celestial bodies to determine the
ship’s position
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Examination and
assessment of evidence obtained from one or more of the following:
- .1 approved in-service experience
- .2 approved training ship experience
- .3 approved simulator training, where
appropriate
- .4 approved laboratory equipment training
using chart catalogues, charts, nautical
publications, radio navigational warnings, sextant, azimuth mirror,
electronic navigation equipment, echo-sounding equipment, compass
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The information
obtained from nautical charts and publications is relevant,
interpreted correctly and properly applied. All potential
navigational hazards are accurately
identified
The primary method of
fixing the ship’s position is the most appropriate to the
prevailing circumstances and
conditions
The position is
determined within the limits of acceptable instrument/system
errors
The reliability of the
information obtained from the primary method of position fixing is
checked at appropriate
intervals
Calculations and
measurements of navigational information are accurate
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Terrestrial and coastal navigation
Ability to determine the ship’s position by use of:
- .1 landmarks
- .2 aids to navigation, including lighthouses,
beacons and buoys
- .3 dead reckoning, taking into account winds,
tides, currents and estimated speed
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Thorough knowledge of and
ability to use nautical charts, and publications, such as sailing
directions, tide tables, notices to mariners, radio navigational
warnings and ships’ routeing information
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The charts selected are the
largest scale suitable for the area of navigation and charts and
publications are corrected in accordance with the latest
information available
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Electronic systems of position fixing and navigation
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Ability to
determine the ship’s position by use of electronic navigational
aids
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Performance
checks and tests to navigation systems comply with manufacturer’s
recommendations and good navigational practice
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Plan and conduct
a passage and determine position (continued)
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Echo-sounders
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Ability to
operate the equipment and apply the information correctly
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Compass – magnetic and gyro
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Knowledge of the
principles of magnetic and gyro-compasses
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Ability to
determine errors of the magnetic and gyro-compasses, using
celestial and terrestrial means, and to allow for such
errors
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Errors in
magnetic and gyro-compasses are determined and correctly applied to
courses and bearings
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Steering control system
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Knowledge of
steering control systems, operational procedures and change-over
from manual to automatic control and vice versa. Adjustment of
controls for optimum performance
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The selection of
the mode of steering is the most suitable for the prevailing
weather, sea and traffic conditions and intended manoeuvres
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Meteorology
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Ability to use
and interpret information obtained from shipborne meteorological
instruments
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Measurements
and observations of weather conditions are accurate and appropriate
to the passage
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Knowledge of
the characteristics of the various weather systems, reporting
procedures and recording systems
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Ability to
apply the meteorological information available
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Meteorological
information is correctly interpreted and applied
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Maintain a safe
navigational watch
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Watchkeeping
Thorough knowledge of the content, application and
intent of the International Regulations for Preventing Collisions
at Sea, 1972, as
amended
Thorough knowledge of the
Principles to be observed in keeping a navigational
watch
The use of routeing in
accordance with the General Provisions on Ships’
Routeing
The use of information from
navigational equipment for maintaining a safe navigational
watch
Knowledge of blind pilotage
techniques
The use of reporting in
accordance with the General Principles for Ship Reporting Systems
and with VTS procedures
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Examination and
assessment of evidence obtained from one or more of the
following:
- .1 approved in-service experience;
- .2 approved training ship experience
- .3 approved simulator training, where
appropriate
- .4 approved laboratory equipment training
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The conduct,
handover and relief of the watch conforms with accepted principles
and procedures
A proper look-out is
maintained at all times and in such a way as to conform to accepted
principles and procedures
Lights,
shapes and sound signals conform with the requirements contained in
the International Regulations for Preventing Collisions
at Sea, 1972, as amended, and are correctly
recognized
The frequency and extent
of monitoring of traffic, the ship and the environment conform with
accepted principles and procedures
A
proper record is maintained of the movements and activities
relating to the navigation of the
ship
Responsibility for the safety
of navigation is clearly defined at all times, including periods
when the master is on the bridge and while under pilotage
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Bridge resource management
Knowledge of bridge resource management principles,
including:
- .1 allocation, assignment, and prioritization
of resources
- .2 effective communication
- .3 assertiveness and leadership
- .4 obtaining and maintaining situational
awareness
- .5 consideration of team experience
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Assessment of
evidence obtained from one or more of the following:
- .1 approved training
- .2 approved in-service experience
- .3 approved simulator training
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Resources are
allocated and assigned as needed in correct priority to perform
necessary tasks
Communication is
clearly and unambiguously given and
received
Questionable decisions
and/or actions result in appropriate challenge and
response
Effective leadership
behaviours are identified
Team
member(s) share accurate understanding of current and predicted
vessel state, navigation path, and external environment
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Use of radar and
ARPA to maintain safety of navigation
Note Training and assessment in the use of ARPA is
not required for those who serve exclusively on ships not
fitted with ARPA. This limitation shall be reflected in the
endorsement issued to the seafarer concerned
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Radar navigation
Knowledge of the fundamentals of radar and
automatic radar plotting aids
(ARPA)
Ability to operate and to
interpret and analyse information obtained from radar, including
the following:
Performance,
including:
- .1 factors affecting performance and
accuracy
- .2 setting up and maintaining displays
- .3 detection of misrepresentation of
information, false echoes, sea return, etc., racons and
SARTs
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Assessment of
evidence obtained from approved radar simulator and ARPA simulator
plus inservice experience
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Information
obtained from radar and ARPA is correctly interpreted and analysed,
taking into account the limitations of the equipment and prevailing
circumstances and conditions
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Use, including:
- .1 range and bearing; course and speed of other
ships; time and distance of closest approach of crossing,
meeting overtaking ships
- .2 identification of critical echoes;
detecting course and speed changes of other ships; effect of
changes in own ship’s course or speed or both
- .3 application of the International Regulations for Preventing
Collisions at Sea, 1972, as amended
- .4 plotting techniques and relative- and
truemotion concepts
- .5 parallel indexing
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Action taken to
avoid a close encounter or collision with other vessels is in
accordance with the International Regulations for Preventing Collisions
at Sea, 1972, as
amended
Decisions to amend course
and/or speed are both timely and in accordance with accepted
navigation practice
Adjustments made
to the ship’s course and speed maintain safety of
navigation
Communication
is clear, concise and acknowledged at all times in a seamanlike
manner
Manoeuvring signals are made
at the appropriate time and are in accordance with the International Regulations for Preventing Collisions
at Sea, 1972, as amended
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Principal types
of ARPA, their display characteristics, performance standards and
the dangers of over-reliance on ARPA
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Ability to
operate and to interpret and analyse information obtained from
ARPA, including:
- .1 system performance and accuracy, tracking
capabilities and limitations, and processing delays
- .2 use of operational warnings and system
tests
- .3 methods of target acquisition and their
limitations
- .4 true and relative vectors, graphic
representation of target information and danger areas
- .5 deriving and analysing information,
critical echoes, exclusion areas and trial manoeuvres
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Use of ECDIS to
maintain the safety of navigation
Note Training and assessment in the use of ECDIS is
not required for those who serve exclusively on ships not
fitted with ECDIS
These limitations shall be reflected in the endorsements
issued to the seafarer concerned
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Navigation using ECDIS
Knowledge of the capability and limitations of
ECDIS operations, including:
- .1 a thorough understanding of Electronic
Navigational Chart (ENC) data, data accuracy, presentation
rules, display options and other chart data formats
- .2 the dangers of over-reliance
- .3 familiarity with the functions of ECDIS
required by performance standards in force
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Examination and
assessment of evidence obtained from one or more of the following:
- .1 approved training ship experience
- .2 approved ECDIS simulator training
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Monitors
information on ECDIS in a manner that contributes to safe
navigation
Information obtained from
ECDIS (including radar overlay and/or radar tracking functions,
when fitted) is correctly interpreted and analysed, taking into
account the limitations of the equipment, all connected sensors
(including radar and AIS where interfaced), and prevailing
circumstances and conditions
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Proficiency in
operation, interpretation, and analysis of information obtained
from ECDIS, including:
- .1 use of functions that are integrated with
other navigation systems in various installations, including
proper functioning and adjustment to desired settings
- .2 safe monitoring and adjustment of
information, including own position, sea area display, mode
and orientation, chart data displayed, route monitoring,
user-created information layers, contacts (when interfaced
with AIS and/or radar tracking) and radar overlay functions
(when interfaced)
- .3 confirmation of vessel position by
alternative means
- .4 efficient use of settings to ensure
conformance to operational procedures, including alarm
parameters for anti-grounding, proximity to contacts and
special areas, completeness of chart data and chart update
status, and backup arrangements
- .5 adjustment of settings and values to suit
the present conditions
- .6 situational awareness while using ECDIS
including safe water and proximity of hazards, set and drift,
chart data and scale selection, suitability of route, contact
detection and management, and integrity of sensors
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Safety of
navigation is maintained through adjustments made to the ship’s
course and speed through ECDIS-controlled track-keeping functions
(when fitted)
Communication is
clear, concise and acknowledged at all times in a seamanlike
manner
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Respond to
emergencies
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Emergency procedures
Precautions for the protection and safety of
passengers in emergency
situations
Initial action to be
taken following a collision or a grounding; initial damage
assessment and control
Appreciation
of the procedures to be followed for rescuing persons from the sea,
assisting a ship in distress, responding to emergencies which arise
in port
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Examination and
assessment of evidence obtained from one or more of the following:
- .1 approved in-service experience
- .2 approved training ship experience
- .3 approved simulator training, where
appropriate
- .4 practical training
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The type and
scale of the emergency is promptly
identified
Initial actions and, if
appropriate, manoeuvring of the ship are in accordance with
contingency plans and are appropriate to the urgency of the
situation and nature of the emergency
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Respond to a
distress signal at sea
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Search and rescue
Knowledge of the contents of the International
Aeronautical and Maritime Search and Rescue (IAMSAR) Manual
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Examination and
assessment of evidence obtained from practical instruction or
approved simulator training, where appropriate
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The distress or
emergency signal is immediately recognized
Contingency plans and instructions
in standing orders are implemented and complied with
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Use the IMO
Standard Marine Communication Phrases and use English in written
and oral form
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English language
Adequate knowledge of the English language to
enable the officer to use charts and other nautical publications,
to understand meteorological information and messages concerning
ship’s safety and operation, to communicate with other ships, coast
stations and VTS centres and to perform the officer’s duties also
with a multilingual crew, including the ability to use and
understand the IMO Standard Marine Communication Phrases (IMO SMCP)
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Examination
and assessment of evidence obtained from practical
instruction
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English
language nautical publications and messages relevant to the safety
of the ship are correctly interpreted or drafted
Communications are clear and
understood
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Transmit and
receive information by visual signalling
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Visual signalling
Ability to use the International Code of
Signals
Ability to transmit and
receive, by Morse light, distress signal SOS as specified in Annex IV of the International Regulations for Preventing
Collisions at Sea, 1972, as amended, and appendix 1 of the
International Code of Signals, and visual signalling of
single-letter signals as also specified in the International Code
of Signals
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Assessment of
evidence obtained from practical instruction and/or
simulation
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Communications
within the operator’s area of responsibility are consistently
successful
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Manoeuvre the
ship
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Ship manoeuvring and handling
Knowledge of:
- .1 the effects of deadweight, draught, trim,
speed and under-keel clearance on turning circles and
stopping distances
- .2 the effects of wind and current on ship
handling
- .3 manoeuvres and procedures for the rescue of
person overboard
- .4 squat, shallow-water and similar
effects
- .5 proper procedures for anchoring and
mooring
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Examination and
assessment of evidence obtained from one or more of the
following:
- .1 approved in-service experience
- .2 approved training ship experience
- .3 approved simulator training, where
appropriate
- .4 approved training on a manned scale ship
model, where appropriate
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Safe operating
limits of ship propulsion, steering and power systems are not
exceeded in normal
manoeuvres
Adjustments made to the
ship’s course and speed to maintain safety of navigation
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Function: Cargo handling and stowage at the operational
level
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Column 1
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Column 2
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Column 3
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Column 4
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Competence
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Knowledge, understanding and proficiency
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Methods for demonstrating competence
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Criteria for evaluating competence
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Monitor the
loading, stowage, securing, care during the voyage and the
unloading of cargoes
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Cargo handling, stowage and securing
Knowledge of the effect of cargo, including heavy
lifts, on the seaworthiness and stability of the
ship
Knowledge of safe handling,
stowage and securing of cargoes, including dangerous, hazardous and
harmful cargoes, and their effect on the safety of life and of the
ship
Ability to establish and
maintain effective communications during loading and unloading
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Examination and
assessment of evidence obtained from one or more of the
following:
- .1 approved in-service experience
- .2 approved training ship experience
- .3 approved simulator training, where
appropriate
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Cargo operations
are carried out in accordance with the cargo plan or other
documents and established safety rules/regulations, equipment
operating instructions and shipboard stowage
limitations
The handling of
dangerous, hazardous and harmful cargoes complies with
international regulations and recognized standards and codes of
safe practice
Communications are
clear, understood and consistently successful
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Inspect and
report defects and damage to cargo spaces, hatch covers and ballast
tanks
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Knowledgefootnote and ability to explain where to look for damage
and defects most commonly encountered due to:
- .1 loading and unloading operations
- .2 corrosion
- .3 severe weather conditions
Ability to state which parts of the ship shall be inspected
each time in order to cover all parts within a given period of
time
Identify those elements of the
ship structure which are critical to the safety of the
ship
State the causes of corrosion
in cargo spaces and ballast tanks and how corrosion can be
identified and prevented
Knowledge
of procedures on how the inspections shall be carried
out
Ability to explain how to ensure
reliable detection of defects and damages
Understanding of the purpose of the
“enhanced survey programme”
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Examination and
assessment of evidence obtained from one or more of the following:
- .1 approved in-service experience
- .2 approved training ship experience
- .3 approved simulator training, where
appropriate
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The inspections
are carried out in accordance with laid-down procedures, and
defects and damage are detected and properly
reported
Where no defects or damage
are detected, the evidence from testing and examination clearly
indicates adequate competence in adhering to procedures and ability
to distinguish between normal and defective or damaged parts of the
ship
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Function: Controlling the operation of the ship and care for
persons on board at the operational level
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Column 1
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Column 2
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Column 3
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Column 4
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Competence
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Knowledge, understanding and proficiency
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Methods for demonstrating competence
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Criteria for evaluating competence
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Ensure
compliance with pollution prevention requirements
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Prevention of pollution of the marine environment and
anti-pollution procedures
Knowledge of the precautions to be taken to prevent
pollution of the marine
environment
Anti-pollution
procedures and all associated
equipment
Importance of proactive
measures to protect the marine environment
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Examination and
assessment of evidence obtained from one or more of the
following:
- .1approved in-service experience
- .2 approved training ship experience
- .3 approved training
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Procedures for
monitoring shipboard operations and ensuring compliance with MARPOL
requirements are fully
observed
Actions to ensure that a
positive environmental reputation is maintained
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Maintain
seaworthiness of the ship
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Ship stability
Working knowledge and application of stability,
trim and stress tables, diagrams and stress-calculating
equipment
Understanding of
fundamental actions to be taken in the event of partial loss of
intact buoyancy
Understanding of the
fundamentals of watertight
integrity
Ship
construction
General knowledge of the principal structural
members of a ship and the proper names for the various parts
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Examination and
assessment of evidence obtained from one or more of the
following:
- .1 approved in-service experience
- .2 approved training ship experience
- .3 approved simulator training, where
appropriate
- .4 approved laboratory equipment
training
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The stability
conditions comply with the IMO intact stability criteria under all
conditions of loading
Actions to
ensure and maintain the watertight integrity of the ship are in
accordance with accepted practice
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Prevent,
control and fight fires on board
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Fire prevention and fire-fighting appliances
Ability to organize fire
drills
Knowledge of classes and
chemistry of fire
Knowledge of
fire-fighting systems
Knowledge of
action to be taken in the event of fire, including fires involving
oil systems
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Assessment of
evidence obtained from approved fire-fighting training and
experience as set out in section A-VI/3
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The type and
scale of the problem is promptly identified and initial actions
conform with the emergency procedure and contingency plans for the
ship
Evacuation, emergency shutdown
and isolation procedures are appropriate to the nature of the
emergency and are implemented
promptly
The order of priority and
the levels and time-scales of making reports and informing
personnel on board are relevant to the nature of the emergency and
reflect the urgency of the problem
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Operate
life-saving appliances
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Life-saving
Ability to organize abandon ship drills and
knowledge of the operation of survival craft and rescue boats,
their launching appliances and arrangements, and their equipment,
including radio life-saving appliances, satellite EPIRBs, SARTs,
immersion suits and thermal protective aids
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Assessment of
evidence obtained from approved training and experience as set out
in section A-VI/2, paragraphs 1 to 4
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Actions in
responding to abandon ship and survival situations are appropriate
to the prevailing circumstances and conditions and comply with
accepted safety practices and standards
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Apply medical
first aid on board ship
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Medical aid
Practical application of medical guides and advice
by radio, including the ability to take effective action based on
such knowledge in the case of accidents or illnesses that are
likely to occur on board ship
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Assessment of
evidence obtained from approved training as set out in section A-VI/4, paragraphs 1 to 3
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The
identification of probable cause, nature and extent of injuries or
conditions is prompt and treatment minimizes immediate threat to
life
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Monitor
compliance with legislative requirements
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Basic working
knowledge of the relevant IMO conventions concerning safety of life
at sea, security and protection of the marine environment
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Assessment of
evidence obtained from examination or approved training
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Legislative
requirements relating to safety of life at sea, security and
protection of the marine environment are correctly
identified
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Application of
leadership and teamworking skills
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Working
knowledge of shipboard personnel management and
training
A knowledge of related
international maritime conventions and recommendations, and
national legislation
Ability to
apply task and workload management, including:
- .1 planning and co-ordination
- .2 personnel assignment
- .3 time and resource constraints
- .4 prioritization
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Assessment of
evidence obtained from one or more of the following:
- .1 approved training
- .2 approved in-service experience
- .3 practical demonstration
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The crew are
allocated duties and informed of expected standards of work and
behaviour in a manner appropriate to the individuals
concerned
Training objectives and
activities are based on assessment of current competence and
capabilities and operational
requirements
Operations are
demonstrated to be in accordance with applicable rules
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Knowledge and
ability to apply effective resource management:
- .1 allocation, assignment, and prioritization of
resources
- .2 effective communication onboard and ashore
- .3 decisions reflect consideration of team
experiences
- .4 assertiveness and leadership, including motivation
- .5 obtaining and maintaining situational awareness
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Operations are
planned and resources are allocated as needed in correct priority
to perform necessary
tasks
Communication is clearly and
unambiguously given and
received
Effective leadership
behaviours are
demonstrated
Necessary team
member(s) share accurate understanding of current and predicted
vessel status and operational status and external
environment
Decisions are most
effective for the situation
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Knowledge and
ability to apply decision-making techniques:
- .1 situation and risk assessment
- .2 identify and consider generated options
- .3 selecting course of action
- .4 evaluation of outcome effectiveness
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Contribute to
the safety of personnel and ship
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Knowledge of
personal survival
techniques
Knowledge of fire
prevention and ability to fight and extinguish
fires
Knowledge of elementary first
aid
Knowledge of personal safety and
social responsibilities
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Assessment of
evidence obtained from approved training and experience as set out
in section A-VI/1, paragraph 2
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Appropriate
safety and protective equipment is correctly
used
Procedures and safe working
practices designed to safeguard personnel and the ship are observed
at all times
Procedures designed to
safeguard the environment are observed at all
times
Initial and follow-up action
on becoming aware of an emergency conforms with established
emergency response procedures
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