| Classification process
                                             step | Component | Required or issued
                                             documentation | References | 
                                       
                                          | General note | Complete lifting appliance | N/A | Ch  1,  1.3 Classification 1.3.5 | 
                                       
                                          | 1 Plan Approval | Structural arrangements | Design Appraisal
                                             Document (issued by LR) | Ch  1 General, Ch  2 Derrick Systems, Ch  3 Launch and Recovery Appliances for Survival Craft and Rescue Boats,
                                             Ch  4 Cranes and Submersible Lifting Appliances, Ch  5 Shiplift and Transfer Systems, Ch  6 Ro-Ro Access Equipment, Ch  7 Lifts, Ch  8 Fittings, Loose Gear and Ropes and Ch  9 Machinery (all as applicable)
 | 
                                       
                                          |  | Electrical and control
                                             engineering arrangements | Ch  10 Electrotechnical Systems (all as applicable)
 | 
                                       
                                          |  | Hydraulic cylinders
                                             (see
                                             Ch  9,  5 Hydraulic cylinders in
                                             particular) | Ch  1 General, Ch  3 Launch and Recovery Appliances for Survival Craft and Rescue Boats,
                                             Ch  4 Cranes and Submersible Lifting Appliances, Ch  5 Shiplift and Transfer Systems, Ch  6 Ro-Ro Access Equipment, Ch  7 Lifts  and Ch  9 Machinery (all as applicable)
 | 
                                       
                                          |  | Winches | Ch  9 Machinery (all as applicable)
 | 
                                       
                                          |  | Loose gear items if not
                                             supplied in accordance with a recognised National or International
                                             Standard | Ch  8 Fittings, Loose Gear and Ropes (all as applicable)
 | 
                                       
                                          |  | Hydraulic
                                             arrangements | Ch  9 Machinery (all as applicable)
 | 
                                       
                                          |  | Other similar main
                                             components not listed in the above | Applicable Chapters to
                                             be defined depending on the nature of the component | 
                                       
                                          | 2 Verification of materials | Structural
                                             materials | ‘LR certificate’ or
                                             ‘Manufacturer’s certificate validated by LR’ as defined in Ch  1,  3 Certification of materials of the Rules for the Manufacture, Testing and Certification of Materials, July 2022 | Rules for the Manufacture, Testing and Certification of Materials, July 2022 Rules and Regulations for the Classification of Ships, July 2022 Relevant Chapters of this
                                                Code
                                              | 
                                       
                                          | Remark: Materials are required to be delivered from a
                                             Lloyd’s Register approved works
 | Winches (main
                                             load-bearing and safety critical  components) | 
                                       
                                          | Hydraulic cylinders
                                             (main load-bearing and safety-critical components) (see
                                             Ch  9,  5 Hydraulic cylinders in particular) | 
                                       
                                          | Wire ropes | 
                                       
                                          | Loose gear |  | 
                                       
                                          | Piping systems | See
                                             Pt  5, Ch  12 Piping Design Requirements of the Rules and Regulations for the Classification of Ships, July 2022 | 
                                       
                                          | Gearing | ‘Manufacturer’s
                                             certificate’ as defined in Ch  1,  3 Certification of materials of the Rules for the Manufacture, Testing and Certification of Materials, July 2022 (equivalent to inspection certificate 3.1 as per the requirements of EN
                                                10204 or ISO 10474)
                                              | 
                                       
                                          | Other similar main
                                             components not listed in the above | ‘LR certificate’ or
                                             ‘Manufacturer’s certificate validated by LR', as defined in Ch  1,  3 Certification of materials of the Rules for the Manufacture, Testing and Certification of Materials, July 2022 | 
                                       
                                          | 3 Verification of
                                             manufacturer’s certificates and testing of loose gear, ropes and
                                             fittings | Loose gear | LA.3 (issued by
                                             LR) | Table 13.1.1 Certificates for
                                                certification in Ch  13 Documentation | 
                                       
                                          | Wire ropes | LA.4 (issued by
                                             LR) | Table 13.1.1 Certificates for
                                                certification in Ch  13 Documentation | 
                                       
                                          | Other associated items
                                             and fittings as appropriate | General inspection
                                             certificate (LR Form Number 1123 or 1124 issued by LR) | N/A | 
                                       
                                          | 4 Survey during
                                             manufacturing | (a) Structural
                                             arrangements (e.g. jib, crane house, hydraulic cylinders, winches, loose
                                             gear, etc.)
                                             
                                             
                                             (b) Electrical/control arrangements 
                                             
                                             
                                             (c) Machinery
                                             arrangements (e.g. winches, hydraulics, etc.) | General inspection
                                             certificate (LR Form Number 1123 or 1124 issued by LR) | Ch  12,  3 Survey requirements (as
                                             applicable) | 
                                       
                                          | 5 Survey of the lifting
                                             appliance | Complete lifting
                                             appliance | General inspection
                                             certificate (LR Form Number 1123 or 1124 issued by LR) | Ch  12,  3 Survey requirements (as
                                             applicable) | 
                                       
                                          | 6 Testing and survey of
                                             the lifting appliance on installation (on board) | Complete lifting
                                             appliance | LA.2 (or LA.2U) (issued
                                             by LR) | Table 13.1.1 Certificates for
                                                certification in Ch  13 Documentation (as applicable) | 
                                       
                                          | 7 Register of the Ship’s
                                             Lifting Appliances and Cargo Handling Gear | Complete lifting
                                             appliance | LA.1 (issued by
                                             LR) | Table 13.1.1 Certificates for
                                                certification in Ch  13 Documentation (as applicable) | 
                                       
                                          | 8 Certificate of
                                             Classification | Complete lifting
                                             appliance | Certificate of
                                             Classification of Lifting Appliances and Associated Gear (issued by
                                             LR) | Table 13.1.1 Certificates for
                                                certification in Ch  13 Documentation (as applicable) | 
                                       
                                          | 9 Subsequent Periodical
                                             Surveys of the lifting appliance as required by Ch  12 Testing, Marking and Surveys | Complete lifting
                                             appliance | Endorsement of Parts I
                                             and II of the LA.1 (endorsed by LR) | Ch  12 Testing, Marking and Surveys and Ch  13 Documentation (as applicable) |