Section 2 Periodical Surveys
Clasification Society 2024 - Version 9.40
Clasifications Register Rules and Regulations - Rules and Regulations for the Construction & Classification of Submersibles & Diving Systems, July 2022 - Part 1 Regulations - Chapter 3 Periodical Survey Regulations - Section 2 Periodical Surveys

Section 2 Periodical Surveys

2.1 Annual Surveys (Manned submersibles and chambers)

2.1.1 The Surveyors are to carry out an Annual Survey of each classed manned submersible, diving system or deck compression chamber. At each survey the Surveyors are to examine the log book, the calibration records of instruments essential for safety and verify that the Operator’s inspections and maintenance have been recorded.

2.1.2 Where a manned submersible is part of a sea bed installation or is attached to or forms part of a submerged structure, the Surveyors are to undertake the survey as agreed with LR. The survey may be carried out by the use of television or video recording equipment.

2.1.3 The Surveyors are to carry out a General Examination of the hull, chamber, pressure controls and equipment for damage, deterioration or contamination such as may be caused by the leakage, spillage or carry-over of oil or other detrimental substances. The Surveyors are also to examine the following where applicable:
  1. Life-support system including umbilicals;
  2. Instruments such as time clocks, pressure gauges and depth gauges. The accuracy of main instruments reading is to be checked (e.g. depth gauge, gas analyser, etc.);
  3. Navigational, tracking and communications systems;
  4. Electric batteries, fuel cells and other power sources;
  5. Corrosion control system;
  6. Manoeuvring controls, including ballast systems and arrangements for ballast movement or jettisoning;
  7. Emergency arrangements;
  8. Propulsion equipment;
  9. Examination of viewports and confirm certification remains valid;
  10. Safety interlocks/medi locks fitted on equipment such as food and medical locks, or on other equipment requiring the placement of a safety interlock, and should be tested to confirm their correct operation and that no accidental pressure loss can occur resulting from their operation;
  11. Compressors, Safety devices and gas purity test records;
  12. Heating, cooling and ventilation arrangements;
  13. Control, alarm and safety systems;
  14. Analysers;
  15. Gas storage and safety device arrangements;
  16. Fire protection, detection and extinction arrangements to be examined;
  17. Escape and evacuation arrangements including hyperbaric lifeboats where fitted;
  18. Documents relating to the diving system and operational records;
  19. Entire compression chamber system, including all fixtures, penetrations, doors and covers, seals, locking systems etc. inspected for visible damages, cracks, deformation, corrosive attack and fouling;
  20. All other pressure vessel apparatus, valves, fittings and safety equipment subject to external inspection;
  21. Entire power supply system, including the emergency supply, of the diving system is to be subjected to external inspection. Insulation measurements are to be performed on the electrical equipment.
  22. Switching from the main to emergency electricity supply is to be tested;
  23. All high-pressure gas supply and charging hoses and the hoses belonging to the heating system and the umbilical are to be checked for visible damage and tightness.

In general, controls, systems and circuits need not be stripped down or dismantled for the surveys unless this is normal maintenance procedure or the Surveyors have reason to believe that the system or any component part is defective.

2.1.4 For the lifting gear the following is to form part of an Annual Survey: See also LR Code for Lifting Appliances in a Marine Environment, July 2022 Ch 12, 1.7 Manned submersible handling systems and Ch 12, 3 Survey requirements, Table 12.3.6 Annual Thorough Examination of cranes (incuding derrick cranes) and launch and recovery systems for diving operations regarding periodic survey of lifting gear:
  1. An inspection of the wire, rope or cable;
  2. A reeving test is to be made in conjunction with the inspection of the cable anchoring device on the drum, and the spool mechanism, if fitted;
  3. A General Examination of the frame and operating equipment;
  4. A static test of 1.5 times the safe working load, and having regard to the range of operation a functional test at 1.25 times the safe working load;
  5. A static test of the secondary brake, where fitted;
  6. A dynamic test on the brake. The brake should be capable of stopping 1.1 times the safe working load in air under simulated power failure;
  7. Where the diving system is approved with hoisting factor of more than 1.7, the test loads indicated in d) and f) are to be increased by the ratio of Fh/1.7 as specified in Code for Lifting Appliances in a Marine Environment, July 2022 Ch 12, 1.7 Manned submersible handling systems 1.7.3.

A test is to be carried out for lifting gear designed to operate on dynamic response, or for those incorporating shock absorption other than relying on the rope, to demonstrate satisfactory operation of the controls under simulated power failure at maximum outreach with maximum in air working load.

2.1.5 On completion of the examination and tests, submersibles other than those with permanent moorings are to undergo a test dive to a depth agreed by the Surveyors. On completion the Surveyors are to examine the submersible for leaks or damage.

2.1.6 For the purpose of Annual Survey the Surveyors may accept at their discretion a report from a competent representative of the Owner or a recognized Authority as an alternative to witnessing the whole or part of the foregoing tests and inspections.

2.2 Intermediate Survey (Manned submersibles and chambers)

2.2.1 Intermediate Survey shall be carried out at the second or third Annual Survey after a Special Survey, of a manned submersible or compression chamber. The following requirements apply in addition to those given in Pt 1, Ch 3, 2.1 Annual Surveys (Manned submersibles and chambers).
  1. The hull or main pressure vessel is to be tested in accordance with Pt 5, Ch 4, 6.4 Gas leak test for all chambers and breathing gas systems;
    Note For equipment designed for 1 atmosphere internal pressure this requirement is met by the Annual Survey test dive. See Pt 1, Ch 3, 2.1 Annual Surveys (Manned submersibles and chambers) 2.1.5;
  2. Pressure circuits are to be tested for leaks and correct functioning at the working pressure. This is to include pressurized sanitary discharges where fitted. The life-support system is to be checked over a period of at least one hour. To conserve helium, air testing with the minimum of this gas for leak detection may be used on appropriate circuits;
  3. Functional tests on mechanical and electrical equipment, life support systems, fire warning and extinguishing systems, all alarm systems. Functional and purity check on all breathing gas compressors.

2.3 Intermediate Survey (Unmanned submersibles and containers)

2.3.1 Unless more frequent surveys are requested by the Owners or deemed necessary by the Committee, unmanned submersibles and containers are to be surveyed by LR’s Surveyors at or around second or third anniversary of Special Survey provided interval between any two periodical surveys does not exceed thirty six months. The requirements equivalent to Pt 1, Ch 3, 2.1 Annual Surveys (Manned submersibles and chambers) relevant to the particular unmanned submersibles are to be complied with.

2.4 Special Surveys (Manned and unmanned submersibles, containers, diving systems or deck compression chambers)

2.4.1 Prior to the commencement of the Special Survey, a meeting is to be held between the attending Surveyor(s), the Owner/Owner’s representative and the thickness measurement company representative so as to ensure the safe and efficient conduct of the survey and thickness measurements to be carried out. In preparation for the survey and thickness measurements and to allow for a thorough examination, some removal of insulation may be required.

2.4.2 Thickness measurements are normally to be taken by means of ultrasonic test equipment and are to be carried out by a firm approved in accordance with LR’s Approval for Thickness Measurement of Hull Structure.

2.4.3 The survey will not be considered complete until all required thickness measurements have been carried out. Such measurements are to be witnessed by the Surveyor(s) to the extent necessary to control the process.

2.4.4 At the Special Survey the Surveyors are to complete the tests and inspections required at Annual Surveys, see Pt 1, Ch 3, 2.1 Annual Surveys (Manned submersibles and chambers), and are to undertake all the tests and inspections required to establish to their satisfaction, the condition and operation of the unit as a whole. The Owner is to provide proper facilities for the survey to permit thorough inspection of the shells, fittings and attachments. Important equipment is to be opened up, as necessary, for inspection.

2.4.5 Acrylic viewport windows are to be dismounted and examined for incipient cracks. Window seating’s are to be examined for corrosion, Unless otherwise agreed, the windows should be renewed at 10 year intervals.

2.4.6 Where a submersible is anchored to the sea bed or forms part of an underwater structure, the whole or selected areas of the external surface as deemed necessary by the Surveyors are to be suitably cleaned by water jet equipment or other means to permit inspection. If the underside of the submersible is silted up, this is to be cleaned to facilitate inspection of the surface and any attachments.

2.4.7 Where the structure is retained on the sea bed by gravity, the support is not to be disturbed by the cleaning required by Pt 1, Ch 3, 2.4 Special Surveys (Manned and unmanned submersibles, containers, diving systems or deck compression chambers) 2.4.6. If significant scour has occurred it is to be rectified.

2.4.8 The extent of the Special Survey on a sub-sea installation is to be defined before it is effected, and the divers are to be approved by LR and informed fully of the required work and competent to undertake it. Sub-sea installations may be externally inspected by the means of ROV provided the operator of the vehicle is approved by LR for the in water survey activities. Divers and ROV operators are to be provided with close circuit television equipment and video recording equipment so that the Surveyors can view the necessary areas of the chamber, and the equipment, and check that any tests and opening up have been effected.

2.4.9 Following examinations and tests to be carried out:
  1. The pressure vessel or hull, and associated items contributing to the strength are to be examined for cracks, wastage and damage. Stripping of the shell to bare steel or other material of construction will not normally be required. However, some regions may be required to be exposed if the Surveyors have doubts about the condition and cannot establish it by other means.
  2. All ballast systems are to be examined and checked for proper operation. This includes releasable ballast weights;
  3. Pressure chambers and pressure hulls, except those located permanently under the sea, are, unless otherwise approved, to be subjected to over pressure tests generally to the level applied at the time of manufacture. In the case of a deck compression chamber, diving bell or other type of submersible, which may be subjected to external or internal pressure, either directly or due to differential pressure between compartments, over pressure tests are to be applied appropriate to the modes of service pressurisation. Prior to a pressure test, any delicate equipment that might be damaged by the test pressure should be removed or protected otherwise. Pressure tests may be hydrostatic or pneumatic. In the latter case the test pressure should be 1.1 times the maximum working pressure and conditions are to be in accordance with the requirements of a design pressure vessel code, including measures to protect personnel;
  4. On completion of these pressure tests, equipment which was subjected to the pressure should be examined for damage and checked for satisfactory operation;
  5. Emergency ballast release and buoyancy tests are to be performed with the diving bell;
  6. All important piping systems are to be pressure tested hydraulically, or by gas as appropriate. The test pressure and conditions are to be in accordance with the requirements of a design pressure vessel code, including measures to protect personnel;
  7. Where a system normally contains a fluid or material which could present a hazard in the event of leakage or rupture, the integrity and tightness are to be established. This applies particularly to systems containing mercury. As this material can also promote cracking of certain metals, components should be examined for cracks;
  8. Propulsion and other components or systems are not normally required to be opened up where they are originally accepted on ‘maintenance by replacement’. The Surveyor is to ascertain that these units have not exceeded the scheduled running time or time for replacement or overhaul, or are unlikely to do so before the next Annual Survey is due. The mountings of these items are to be examined and the state of each item is to be judged from external appearance and functional tests as far as practicable;
  9. All glands at penetrations of the hull are to be carefully examined together with associated cables, shafts, etc. Propellers fitted to submersibles and their connections are to be examined;
  10. Lifting gear, including winches and frames, is to be carefully examined together with the attachments to the floating or fixed structure and is to be opened up for examination as necessary;
  11. Dimensional checks and non-destructive wall thickness tests are to be performed on the diving bell. Where necessary, buoyancy aids, cladding and layers of thermal insulation are to be removed for this purpose;
  12. Shackles and links of lifting gear for tethered or towed submersibles are to be thoroughly examined and tested;
  13. Pressure vessels and apparatus not capable of satisfactory internal inspection and those whose satisfactory condition cannot be definitely established by internal inspection are to be inspected by another non-destructive method of examination or are to be subjected additionally to a hydraulic pressure test.

2.4.10 At the first special survey critical areas as established by the attending surveyor and areas with the indications of coating defects should be subject to random ultrasonic thickness measurements.

2.4.11 At the second and subsequent special surveys dimensional checks and ultrasonic thickness measurements are to be performed on the diving bell, deck compression chambers and hyperbaric lifeboat compression chamber to the extent necessary to establish any corrosion diminution. Buoyancy aids, cladding and layers of thermal insulation are to be removed for this purpose where necessary.

2.4.12 Acceptance criteria for the thickness measurements required by Pt 1, Ch 3, 2.4 Special Surveys (Manned and unmanned submersibles, containers, diving systems or deck compression chambers) 2.4.12 and Pt 1, Ch 3, 2.4 Special Surveys (Manned and unmanned submersibles, containers, diving systems or deck compression chambers) 2.4.13 above shall be established based on design corrosion allowances as indicated by the plan approval.

2.4.13 At the Special Survey, any component found not to be in accordance with the Rules or the terms of approval, or any material, workmanship or arrangements found to be unsatisfactory are to be rectified or replaced to the satisfaction of the Surveyor.

2.4.14 On completion of all inspections and tests, trials are to be carried out to the Surveyor’s satisfaction.

2.5 Survey requirements for reactivation after lay-up

2.5.1 At the end of a period of storage and before re-commissioning the Owner is to submit the unit and equipment to a survey by the Surveyors, as indicated in Table 3.2.1 Surveys after lay-up.

Table 3.2.1 Surveys after lay-up

Period of storage Manned (M) or unmanned (U) Type of survey
6 to 18 months M Annual Survey
18 months to 5 years M Intermediate Survey
Over 5 years M Special survey
1 to 5 years U Intermediate Survey
Over 5 years U Special survey

2.5.2 If the Surveyors consider as a result of any of these surveys that the hull or chamber, or equipment has been damaged or dismantled, or has deteriorated significantly, the Owner will be advised and requested to make provision for further examination by the Surveyors.


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